A complete list of active advisors currently associated with Golden State Wealth Management, LLC

Warmer can help you find a great advisor at Golden State Wealth Management, LLC or one who fits your needs even better.

Golden State Wealth Management serves individuals (including high net worth clients), trusts, pension and profit‑sharing plans, and businesses, managing roughly $2.2 billion across a multi‑advisor team. The firm provides asset management, comprehensive portfolio management, financial planning and retirement plan consulting, and also refers clients to third‑party money managers and participates in multiple LPL‑custodied advisory programs. Advisors construct tailored, often discretionary portfolios using individual stocks, bonds, ETFs, mutual funds, options and other public and private securities, employing asset allocation, fundamental and technical analysis and, when appropriate, third‑party manager models; portfolios are monitored and rebalanced and written financial plans are typically delivered within six months when engaged. GSWM uses a range of LPL managed‑account platforms and, with client authorization, may engage its affiliate Ascentis Asset Management (AAM) as a sub‑adviser. Noteworthy distinctions disclosed in the brochure include that certain representatives are licensed insurance agents who may recommend and sell commission‑based insurance products, and that the firm may hire its affiliate AAM as a sub‑adviser without conducting ongoing due diligence on that affiliate—both of which the firm identifies as potential conflicts of interest. The brochure also discloses dual registration with LPL, receipt of LPL transition assistance, and an LPL oversight fee for assets held away (up to 10 basis points), and describes internal controls and client disclosures intended to manage these conflicts.

To learn more about the advisors currently working at Golden State Wealth Management, LLC, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.