Advisor at Golden State Wealth Management, LLC
Data sourced from SEC public records (and other sources when available). Some details may be added by the advisor after claiming their profile. Refreshed daily • Updated today.
Firm
Golden State Wealth Management, LLC
Location
Powell, WY 82435
Credentials
Series 63, Series 66
Industry experience
17 years
Financial planning flat fees $1,500 to $10,000; retirement plan consulting flat fees $750 to $10,000
Representatives may accept commissions from sale of securities through LPL Financial; commission amounts not specified
Up to $350/hour for financial planning and consulting; up to $250/hour for retirement plan consulting
Minimum fee: Minimum management fee assessed by a basis point schedule to cover advisor revenue requirements; specific minimum amounts not clearly stated Fee-only: Financial planning and consulting charged on hourly or flat fee basis: hourly fees up to $350/hour; flat fees range $1,500 to $10,000; retirement plan consulting hourly up to $250/hour, flat fees $750 to $10,000
LPL Financial, LLC
2016 - Present (10 years)
Golden State Wealth Management, LLC
2016 - Present (10 years)
J.P. Morgan Securities LLC
2012 - 2016 (4 years)
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Bank
They're affiliated with a bank that may offer its own financial products and services.
Trust company
They provide trust and estate administration services, typically for separate fees.
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Lawyer
They provide legal services, typically billed separately.
Real estate agent
They facilitate real estate transactions and may earn commissions.
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Series 66
Powell, WY
Edward Jones
Series 66
Powell, WY
Ascentis Independent Advisors, LLC
Series 66
Carlsbad, CA
Golden State Wealth Management, LLC
Series 66
Powell, WY
Golden State Wealth Management, LLC
Series 63, Series 66
Powell, WY
Golden State Wealth Management, LLC
Series 66
Powell, WY
Golden State Wealth Management, LLC
Not sure where to start?
We'll help you think it through – whether you ultimately need an advisor or not.
Warmer provides personalized recommendations and introductions to independent fiduciary advisors. We do not supervise advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.
Each advisor listed on our site is an independent fiduciary responsible for their own advice. Warmer may receive fees from advisors for participation or referrals; these fees are paid by advisors and do not affect the fees clients pay for advisory services.
For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Please review an advisor's Form ADV and do your own diligence before entering into an advisory relationship.
By using our service, you agree to Warmer's Terms of Service and Advisory Agreement and Privacy Policy. Logos provided by Logo.dev
© 2026 Warmer Holdings Inc. ("Warmer")