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Richard Rarick

Advisor at OSAIC

Updated today
OSAIC logo

Firm

OSAIC

Location

Yucca Valley, CA 92284

Credentials

Series 63, Series 66

Industry experience

16 years

Client services

Financial planning Portfolio management Pension consulting Selection of other advisers Educational seminars or workshops

Fee options

Fixed

Flat fees may be charged for certain financial planning or consulting engagements, specific amounts not stated.

Commissions

Advisory Representatives may receive commissions for securities or insurance products if clients purchase through them.

Project-based

Hourly consulting or advisory rates are charged for financial planning and consulting services, specific amounts not stated.

Other

Account minimum: $5,500

Work history

Osaic Wealth, INC.

2023 - Present (3 years)

Rarick & Associates

2009 - Present (17 years)

FSC Securities Corporation

2009 - 2023 (14 years)

Disclosures

Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.

Business activities & affiliations

Cristian G

Series 66

Desert Hot Springs, CA

Edward Jones

Retirement income strategy Charitable giving & philanthropy General estate planning guidance

Neimia P

Series 66

Yucca Valley, CA

Merrill

Neimia Pineda is a Wealth Management Advisor at Merrill Lynch Wealth Management. In her role, she collaborates closely with clients and their families to develop personalized wealth management plans that align with their unique ambitions and priorities. Her approach emphasizes transparency and simplicity in navigating the complexities of investing, with a focus on supporting clients through key financial milestones including education funding, retirement planning, and long-term wealth preservation. With expertise spanning college education planning, corporate and employee benefits, institutional investment consulting, and divorce transition planning, Neimia serves a diverse clientele including business owners, corporate executives, professionals, families, and institutional plan sponsors. She holds multiple professional designations including Certified 401(k) Professional (CKP), CERTIFIED PLAN FIDUCIARY ADVISOR (CPFA), Chartered Retirement Planning Counselor (CRPC), and Chartered Retirement Plans Specialist (CRPS). Neimia earned her Bachelor's degree from Florida International University and is fluent in both Spanish and English. Neimia is actively involved in several professional and community organizations such as the ASPPA Benefits Council of Atlanta, Pension Education Council of Atlanta, United Way, and Big Brother Big Sister. Outside of her professional work, she enjoys cooking, dancing, golfing, horseback riding, tennis, and spending time with her family.

Business exit / sale strategy Business ownership considerations Retirement plans for business owners (SEP, solo 401k) Retirement income strategy Divorce financial planning Founder/Business Owner Executive
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Brandon R

Series 65

Desert Hot Springs, CA

FLC Capital Advisors

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Misty P

CFP®, Series 63, Series 65

Yucca Valley, CA

Ascentis Independent Advisors, LLC

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Matthew P

Series 66

Yucca Valley, CA

OSAIC

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Nicholas L

Series 63, Series 66

Desert Hot Springs, CA

Wells Fargo Clearing

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