Advisor at Wells Fargo Clearing
Data sourced from SEC public records (and other sources when available). Some details may be added by the advisor after claiming their profile. Refreshed daily • Updated today.
Firm
Wells Fargo Clearing
Location
Desert Hot Springs, CA 92240
Credentials
Series 63, Series 66
Industry experience
19 years
Flat annual fees or one-time fees available; one-time service fees payable immediately after services are provided
$0 - $1M: 0.1% to 1.0% (10 to 100 bps) with a minimum fee of $500 and maximum fee of $10,000 $1M - $5M: 0.1% to 0.7% (10 to 70 bps) with a minimum fee of $1,000 and maximum fee of $30,000 $5M - $10M: 0.1% to 0.5% (10 to 50 bps) with a minimum fee of $3,500 and maximum fee of $40,000 $10M - $25M: 0.01% to 0.25% (1 to 25 bps) with a minimum fee of $5,000 and maximum fee of $100,000
Commissions are reported in SEC Part 1 and the firm is a broker-dealer; specific commission rates not disclosed in brochure
Minimum fee: Minimum fees range from $500 to $5,000 depending on plan size
WELLS FARGO Clearing Services, LLC
2016 - Present (10 years)
WELLS FARGO Advisors, LLC
2015 - 2016 (1 year)
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Bank
They're affiliated with a bank that may offer its own financial products and services.
Trust company
They provide trust and estate administration services, typically for separate fees.
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
Real estate agent
They facilitate real estate transactions and may earn commissions.
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Is not active or affiliated with:
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Lawyer
They provide legal services, typically billed separately.
Series 66
Desert Hot Springs, CA
Edward Jones
Series 66
Yucca Valley, CA
Merrill
Neimia Pineda is a Wealth Management Advisor at Merrill Lynch Wealth Management. In her role, she collaborates closely with clients and their families to develop personalized wealth management plans that align with their unique ambitions and priorities. Her approach emphasizes transparency and simplicity in navigating the complexities of investing, with a focus on supporting clients through key financial milestones including education funding, retirement planning, and long-term wealth preservation. With expertise spanning college education planning, corporate and employee benefits, institutional investment consulting, and divorce transition planning, Neimia serves a diverse clientele including business owners, corporate executives, professionals, families, and institutional plan sponsors. She holds multiple professional designations including Certified 401(k) Professional (CKP), CERTIFIED PLAN FIDUCIARY ADVISOR (CPFA), Chartered Retirement Planning Counselor (CRPC), and Chartered Retirement Plans Specialist (CRPS). Neimia earned her Bachelor's degree from Florida International University and is fluent in both Spanish and English. Neimia is actively involved in several professional and community organizations such as the ASPPA Benefits Council of Atlanta, Pension Education Council of Atlanta, United Way, and Big Brother Big Sister. Outside of her professional work, she enjoys cooking, dancing, golfing, horseback riding, tennis, and spending time with her family.
Series 66
Palm Springs, CA
Edward Jones
Series 63, Series 66
Palm Springs, CA
Edward Jones
CFP®, Series 66
Palm Springs, CA
Edward Jones
Series 66
Palm Springs, CA
Edward Jones
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