Michael Kelly
Advisor at LPL Financial
Updated today
Data sourced from SEC public records (and other sources when available). Some details may be added by the advisor after claiming their profile. Refreshed daily • Updated today.
About
You've built an impressive tech career, accumulating equity and navigating complex compensation. Feeling excited but overwhelmed by your financial potential? You need more than an advisor - a strategic partner who truly understands tech professionals.
We don't just manage wealth—we design your ideal professional life. Our approach goes beyond spreadsheets, providing clarity to make bold career decisions, optimize your equity, and create a financial plan aligned with your deepest goals.
Our credentials - CFA, CFP®, Enrolled Agent - provide us the technical skills to then translate complex financial strategies into clear, actionable guidance specifically tailored to tech executives.
Ready to transform your equity into genuine financial freedom? Let's craft your unique path forward.
Ready to transform your equity into genuine financial freedom? Let's craft your unique path forward.
Client services
Based on LPL Financial
Financial planning
Portfolio management
Educational seminars or workshops
Consulting and other non-discretionary advisory services
Consulting and other non-discretionary advisory services
Expertise
Equity Recipients (RS/RSU, SOP, ESPP)
Occupation focus
Consultant
Founder/Business Owner
Fee options
0.50%-1.25%
Location
47 Main Street
Chester, CT 06412
Most active in
Michael K has reported serving >5 clients in these states in the last 12 months.
Connecticut
Work history
LPL Financial
2026 - Present (1 year)
Reach Strategic Wealth LLC
2023 - 2026 (3 years)
Switchback Financial LLC
2020 - 2023 (3 years)
Beck Bode, LLC
2020 - 2020 (1 year)
Beck Bode LLC
2019 - 2020 (1 year)
Citizens Financial Group
2015 - 2019 (4 years)
Disclosures
Disclosures include customer complaints, regulatory actions, employment terminations, bankruptcies, and certain legal protections.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Bank
They're affiliated with a bank that may offer its own financial products and services.
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Is not active or affiliated with:
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
Richard K
CFA®, Series 63, Series 65
Madison, CT
Sursum Financial LLC
Clifford S
CFP®, Series 66
Middletown, CT
Lifestyle Financial Strategies, LLC
Dennis O
Series 63, Series 65
Essex, CT
Brae Head, Inc.
Evan W
Series 63, Series 65
Madison, CT
Wax Asset Management LLC
John M
Series 63, Series 65
Guilford, CT
McCauley Investments Advisors LLC
Douglas K
CFA®, Series 63
Chester, CT
DAK Financial Services, LLC
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