Advisor at McCauley Investments Advisors LLC
Data sourced from SEC public records (and other sources when available). Some details may be added by the advisor after claiming their profile. Refreshed daily • Updated today.
Firm
McCauley Investments Advisors LLC
Location
Guilford, CT 06437
Credentials
Series 63, Series 65
Industry experience
41 years
John McCauley is the principal owner of McCauley Investment Advisors LLC and holds Series 63 and Series 65 licenses with 41 years of industry experience. His work history includes roles at Sterne Agee Investment Advisor Services, Sterne Agee Financial Services, and Wrp Investments. He also owns a sole proprietorship engaged in term, long-term care, and health insurance sales. McCauley Investment Advisors LLC provides portfolio management, financial planning, and pension consulting to individuals, high-net-worth clients, pension and profit-sharing plans, and charitable organizations. The firm employs multiple methods of analysis and both long- and short-term strategies, serving client types uncommon among peers such as pension plans and insurance companies.
Based on McCauley Investments Advisors LLC
Based on McCauley Investments Advisors LLC
$50,000 - $249,999: 1.90% $250,000 - $499,999: 1.75% $500,000 - $749,999: 1.60% $750,000 - $999,999: 1.50% $1,000,000 - $1,999,999: 1.25% $2,000,000+: 1.00%
Hourly fee of $150 for Pension Consulting and Financial Planning services
Account minimum: $100,000 Fee-only: Hourly fees of $150 for Pension Consulting and Financial Planning services
138 Sam Hill Road, P. O. Box 409
Guilford, CT 06437
Connecticut
Sterne Agee Investment Advisor Services, Inc.
2015 - Present (11 years)
Sterne Agee Financial Services, Inc.
2014 - Present (12 years)
McCauley Investment Advisors LLC
2014 - Present (12 years)
Wrp Investments, Inc.
2006 - Present (20 years)
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Is not active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Bank
They're affiliated with a bank that may offer its own financial products and services.
Trust company
They provide trust and estate administration services, typically for separate fees.
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Lawyer
They provide legal services, typically billed separately.
Real estate agent
They facilitate real estate transactions and may earn commissions.
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
CFA®, Series 63, Series 65
Madison, CT
Sursum Financial LLC
CFA®, Series 63, Series 65
New Haven, CT
Blakely Harbor Advisors, LLC
Series 63, Series 65
Branford, CT
Worrell Advisory Services
Series 63, Series 65
Madison, CT
Wax Asset Management LLC
Series 63, Series 65
Branford, CT
B.P. Walsh and Co., LLC
CFA®, Series 63
Chester, CT
DAK Financial Services, LLC
Not sure where to start?
We'll help you think it through – whether you ultimately need an advisor or not.
Warmer provides personalized recommendations and introductions to independent fiduciary advisors. We do not supervise advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.
Each advisor listed on our site is an independent fiduciary responsible for their own advice. Warmer may receive fees from advisors for participation or referrals; these fees are paid by advisors and do not affect the fees clients pay for advisory services.
For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Please review an advisor's Form ADV and do your own diligence before entering into an advisory relationship.
By using our service, you agree to Warmer's Terms of Service and Advisory Agreement and Privacy Policy. Logos provided by Logo.dev
© 2026 Warmer Holdings Inc. ("Warmer")