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Seong Jae Yoon

Advisor at Strikeout Capital LLC

Updated today
Strikeout Capital LLC logo

Firm

Strikeout Capital LLC

Location

Albany, NY 12207

Credentials

Series 63, Series 65

Industry experience

4 years

About

Seong Jae Yoon is a financial advisor at Strikeout Capital LLC with three years of industry experience. He previously worked at Parnassus Investments and Guggenheim Securities, LLC. Yoon holds Series 63 and Series 65 licenses. Strikeout Capital provides discretionary portfolio management primarily to individuals, trusts, estates, and other entities. The firm employs a fundamental, research-intensive investment approach focused on long-term capital preservation and compounding, maintaining a concentrated portfolio across domestic and international equities and fixed income.

Client services

Based on Strikeout Capital LLC

Portfolio management

Expertise

Based on Strikeout Capital LLC

Active portfolio management Concentrated stock management Options & derivatives strategies Real estate investing

Demographic focus

Based on Strikeout Capital LLC

Young Professionals

Fee options

Percentage

$100,000 - $999,999: 2.00% $1,000,000+: 1.50% (with performance allocation)

Performance-based

15% of net annual profits above the S&P 500 Index Rate (8-12% annual return), subject to a high-water mark over a 10-year look back period. Only for Qualified Clients with $1,000,000 and up who elect Option B.

Other

Account minimum: $100,000

Location

418 Broadway #6326

Albany, NY 12207

Most active in

California · New York

Work history

Strikeout Capital LLC

2024 - Present (2 years)

Parnassus Investments

2022 - 2024 (2 years)

Guggenheim Securities, LLC

2020 - 2022 (2 years)

Unemployed

2019 - 2020 (1 year)

Guggenheim Securities

2019 - 2019 (1 year)

Nyu

2016 - 2019 (3 years)

Unemployed

2016 - 2016 (1 year)

Sunny Hills High School

2012 - 2016 (4 years)

Disclosures

Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.

Business activities & affiliations

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Justin K

Series 65

Albany, NY

Ludus Capital, LLC

Active portfolio management Concentrated stock management Options & derivatives strategies Real estate investing
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Lina Z

Series 65

Albany, NY

Mia Lee Financial

Wealth management Passive / index investing Active portfolio management

Bobby G

CFP®

Green Island, NY

Gates Wealth Group

I am financial consultant/advisor who has been in the financial services industry for the last 8+ years and a business owner specialist for the past 5 years. I've gained experience in several different industries over of the years, however most of my experience has been with construction & tech companies. Inside of your business we offer CFO services, business consulting and/or valuation services for a monthly retainer or a flat fee. Outside of your business we offer investment advice, tax strategy, real estate investing, asset protection strategy, insurance review, estate planning & more for an hourly fee, monthly retainer, flat fee or AUM fee. In one example, we were able to help one of our clients go from $1.74million of annual revenue to $10.003million in 1 year. More importantly, we were able to strategically use the profits of the business to buy $3mill worth of investment real estate in 1 year. In addition, by structuring the real estate purchases strategically and implementing a tax strategy, we were able to save the client an additional $200k+ in taxes for that tax year.

Business ownership considerations Business Financial Management Business exit / sale strategy Founder/Business Owner Gen Y/Millennials (Born 1980-1995)
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James M

Series 63, Series 65

Albany, NY

JM Advisors, LLC

General retirement planning General tax planning Charitable giving & philanthropy Cash flow / budgeting
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Jared P

CFP®, Series 63, Series 66

Albany, NY

Capable Wealth, LLC

Business exit / sale strategy Retirement plans for business owners (SEP, solo 401k) College savings (529s, UTMA, etc.) Charitable giving & philanthropy Doctor or Medical Professional Founder/Business Owner
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Darren L

CFA®, Series 63

Schenectady, NY

Acacia Grove Wealth Management

Tax-loss harvesting Cash flow / budgeting General tax planning
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