Strikeout Capital LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$850,000
Total clients
9
0% high-net worth
Total advisors
1
of 1 employees
Firm size
Independent
1 advisor
Average clients per advisor
9
Average account size
$94,444
About
Strikeout Capital provides discretionary portfolio management primarily through separately managed accounts to individuals (including high-net-worth clients), trusts, estates and other entities. The firm generally charges asset-based fees and directs clients to custody assets with Interactive Brokers, managing a limited number of client relationships.
The firm follows a fundamental, research-intensive investment approach focused on long-term capital preservation and compounding, typically maintaining a concentrated portfolio of roughly five to ten core positions while permitting sizable cash allocations. Strikeout invests across domestic and international equities and fixed income and routinely may use derivatives; its strategies can produce substantial volatility that prospective clients should be prepared to accept.
What is noteworthy about Strikeout Capital relative to peers is the combination of several uncommon practices: it publicly presents performance results, offers performance-based compensation arrangements to qualified clients, and permits the use of borrowing and derivatives within separately managed accounts. The firm’s principal invests alongside clients, which aligns interests but also concentrates operational and key-person risk.
Client services
Portfolio management
Expertise
Active portfolio management
Concentrated stock management
Options & derivatives strategies
Real estate investing
Demographic focus
Young Professionals
Fee options
$100,000 - $999,999: 2.00% $1,000,000+: 1.50% (with performance allocation)
15% of net annual profits above the S&P 500 Index Rate (8-12% annual return), subject to a high-water mark over a 10-year look back period. Only for Qualified Clients with $1,000,000 and up who elect Option B.
Account minimum: $100,000
Main office location
Strikeout Capital LLC
418 Broadway, #6326
Albany NY 12207, United States
Number of offices
1
Most active in
Strikeout Capital LLC has reported serving >5 clients in these states in the last 12 months.
California · New York
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
-
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
-
Real estate agent
They facilitate real estate transactions and may earn commissions.
-
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Not sure where to start?
We'll help you think it through – whether you ultimately need an advisor or not.
Warmer provides personalized recommendations and introductions to independent fiduciary advisors. We do not supervise advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.
Each advisor listed on our site is an independent fiduciary responsible for their own advice. Warmer may receive fees from advisors for participation or referrals; these fees are paid by advisors and do not affect the fees clients pay for advisory services.
For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Please review an advisor's Form ADV and do your own diligence before entering into an advisory relationship.
By using our service, you agree to Warmer's Terms of Service and Advisory Agreement and Privacy Policy. Logos provided by Logo.dev
© 2026 Warmer Holdings Inc. ("Warmer")