Justin Kim
Advisor at Ludus Capital, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Some details may be added by the advisor after claiming their profile. Refreshed daily • Updated today.
About
Justin Kim is a financial advisor at Ludus Capital, LLC in Albany, NY, holding a Series 65 designation with one year of industry experience. Prior to founding Ludus Capital, he worked at Locust Wood Capital and has an academic background from NYU Stern School of Business. Ludus Capital provides discretionary investment management to individual and select institutional clients, employing a value-oriented, opportunistic equity strategy with a focused, long-term approach. The firm manages concentrated portfolios across a broad range of domestic and international instruments and serves a diverse client base including qualified individuals, trusts, charities, other advisers, and corporate entities.
Expertise
Based on Ludus Capital, LLC
Active portfolio management
Concentrated stock management
Options & derivatives strategies
Real estate investing
Fee options
Performance Allocation of 15.0% of net annual profits above a hurdle rate and high-watermark, paid annually to Qualified Clients under Option B.
Account minimum: $100,000 (may be waived at Ludus' discretion)
Location
418 Broadway, #5887
Albany, NY 12207
Most active in
Justin K has reported serving >5 clients in these states in the last 12 months.
New York
Work history
Ludus Capital, LLC
2024 - Present (2 years)
Locust Wood Capital
2020 - 2024 (4 years)
NYU Stern School of Business
2016 - 2020 (4 years)
Princeton High School
2012 - 2016 (4 years)
Disclosures
Disclosures include customer complaints, regulatory actions, employment terminations, bankruptcies, and certain legal protections.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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