Advisor at Focused Wealth Management, Inc.
Data sourced from SEC public records (and other sources when available). Some details may be added by the advisor after claiming their profile. Refreshed daily • Updated today.
Firm
Focused Wealth Management, Inc.
Location
Newburgh, NY 12550-1911
Credentials
Series 63, Series 65
Industry experience
6 years
Ryan Swanson is a financial advisor at Focused Wealth Management, Inc. with six years of industry experience. He holds Series 63 and Series 65 licenses and has worked previously at Osaic Wealth, Inc. and Securities America, Inc. He also supports administrative tasks within the firm. Focused Wealth Management, Inc. advises individuals, high-net-worth clients, and institutional and tax-exempt entities, offering discretionary and non-discretionary investment management, proprietary wrap-fee programs, and financial planning services. The firm utilizes a proprietary quantitative screening process and an Investment Selection and Monitoring Committee to guide portfolio construction and monitoring.
Based on Focused Wealth Management, Inc.
Fixed fees for comprehensive financial planning services ranging from $100 to $1,000, negotiable
$0 - $99,999: 1.50% $100,000 - $249,999: 1.40% $250,000 - $499,999: 1.30% $500,000 - $749,999: 1.20% $750,000 - $999,999: 1.10% $1,000,000 - $2,999,999: 1.00% $3,000,000 - $5,999,999: 0.80% $6,000,000 - $9,999,999: 0.60% $10,000,000 - $24,999,999: 0.50% $25,000,000 - $49,999,999: 0.40% $50,000,000+: 0.35%
Commission-based compensation for insurance products sold by representatives
Up to $150 per hour for financial planning and consultations, negotiable
Fee-only: Fixed fees range from $100 to $1,000 per plan, hourly fees up to $150 per hour, negotiable
11 Balmville Rd., Suite 2 North
Newburgh, NY 12550-1911
New York
OSAIC
2024 - Present (2 years)
Securities America, Inc
2021 - 2024 (3 years)
Focused Wealth Management, Inc.
2018 - Present (8 years)
Binghamton University
2013 - 2017 (4 years)
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Is not active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Bank
They're affiliated with a bank that may offer its own financial products and services.
Trust company
They provide trust and estate administration services, typically for separate fees.
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Lawyer
They provide legal services, typically billed separately.
Real estate agent
They facilitate real estate transactions and may earn commissions.
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Series 63, Series 65
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Circle N Advisors, LLC
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