Advisor at Mountain Pass Planning
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Firm
Mountain Pass Planning
Location
Hopewell Junction, NY 12533
Credentials
Series 66
Industry experience
12 years
James Devico is a Series 66-licensed financial advisor with 12 years of industry experience. He has worked at Mountain Pass Planning Corporation since 2016 and previously spent five years with Professional Financial Consultants and Cadaret, Grant & Co., Inc. He holds ownership interests in several real estate entities and maintains a life insurance license. Mountain Pass Planning is an independent, single-advisor registered investment adviser serving individuals, families, high-net-worth clients, pension and profit-sharing plans, and charitable organizations. The firm offers comprehensive financial planning, discretionary portfolio management, and project-based consulting, combining passive and active investment approaches informed by fundamental and cyclical analysis.
Based on Mountain Pass Planning
Minimum upfront fee of $2,000 (negotiable) for combined financial planning and investment management; fixed rates starting at $500 or asset-based maximum fee of 0.75% annually for commission-free insurance
$0 - $390,000: 1.25% annually $390,001 - $537,000: 0.95% annually $537,001+: $425/month flat fee (comprehensive financial planning and investment management combined)
Project based consulting at $300/hour
Monthly retainer fee of $425/month for comprehensive financial planning and investment management combined (accounts $537,000 and above)
Account minimum: $390,000 Minimum fee: Minimum upfront fee of $2,000 (negotiable) plus $425/month flat fee for combined financial planning and investment management for accounts $537,000 and above Fee-only: Comprehensive financial planning and investment management combined for $425/month ($5,100/year) for accounts $537,000 and above
2537 Rt 52, Suite 1, Building 3
Hopewell Junction, NY 12533
New York
Mountain Pass Planning Corporation
2016 - Present (10 years)
Professional Financial Consultants
2011 - 2016 (5 years)
Cadaret, Grant & Co., Inc.
2011 - 2016 (5 years)
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Is not active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Bank
They're affiliated with a bank that may offer its own financial products and services.
Trust company
They provide trust and estate administration services, typically for separate fees.
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Lawyer
They provide legal services, typically billed separately.
Real estate agent
They facilitate real estate transactions and may earn commissions.
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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