Roman Bandy
Advisor at Finiat, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Some details may be added by the advisor after claiming their profile. Refreshed daily • Updated today.
Expertise
Based on Finiat, LLC
Active portfolio management
Factor investing / smart beta
Tax-loss harvesting
Fee options
$0+: 0.10% to 2.00% of AUM (tiered, negotiable) +: Additional 20% incentive fee on profits where applicable
Additional 20% of assets under advisement profits as incentive fee where achieved (performance-based fee)
Technology platform user fees starting at negotiated amounts for institutional clients
Fee-only: Typically 0.10% to 2.00% of AUM plus possible 20% performance-based fee
Location
808 North Donnelly St.
Mount Dora, FL 32757
Most active in
Roman B has reported serving >5 clients in these states in the last 12 months.
Florida
Work history
Finiat, LLC
2024 - Present (2 years)
Stetson University College of Law
2021 - 2024 (3 years)
The University of Tulsa
2017 - 2021 (4 years)
Metro Christian Academy
2014 - 2017 (3 years)
Disclosures
Disclosures include customer complaints, regulatory actions, employment terminations, bankruptcies, and certain legal protections.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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