Finiat, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$25,556,450
This total excludes 1 entity clients. Entities are clients such as corporations, partnerships, or trusts.
Total clients
3
0% high-net worth
Total advisors
1
of 7 employees
Firm size
Supported
1-3 advisors or $200M+ in AUM
Average clients per advisor
3
Average account size
$8,518,817
About
FINIAT provides technology and investment services exclusively to institutional clients such as TAMPs, registered investment advisers, insurance companies, and managers of pooled vehicles. Its offerings include licensing a proprietary web‑based Portal, delivering portfolio models and ongoing investment signals (strategy consulting), and supporting non‑discretionary investment management workflows for institutional products like SMAs, wrap programs, and funds.
The firm’s investment process is driven by proprietary quantitative models and a real‑time algorithmic signal engine that incorporates statistical methods, portfolio optimization, and the use of artificial intelligence to score assets and generate allocation guidance. FINIAT delivers those signals to institutional clients who retain discretion and execution authority, and it does not provide customized portfolio management or direct advisory services to retail or individual investors.
Noteworthy aspects disclosed in the brochure include a recent regulatory and operational transition from an internet‑adviser posture to operating as a mid‑sized SEC‑registered adviser with multi‑channel client communications, explicit disclosure of AI use and potential exposure to digital‑asset strategies, and acceptance of performance‑based incentive arrangements in certain institutional contracts. The firm also discloses revenue‑sharing and referral compensation arrangements with other RIAs and identifies key‑person and governance considerations given its small organizational structure.
Client services
Portfolio management
Expertise
Active portfolio management
Factor investing / smart beta
Tax-loss harvesting
Occupation focus
Financial Professional
Fee options
$0+: 0.10% to 2.00% of AUM (tiered, negotiable) +: Additional 20% incentive fee on profits where applicable
Additional 20% of assets under advisement profits as incentive fee where achieved (performance-based fee)
Technology platform user fees starting at negotiated amounts for institutional clients
Fee-only: Typically 0.10% to 2.00% of AUM plus possible 20% performance-based fee
Main office location
Finiat, LLC
808 North Donnelly St.
Mount Dora FL 32757, United States
Number of offices
2
Most active in
Finiat, LLC has reported serving >5 clients in these states in the last 12 months.
Florida
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Quick links
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