James Randazzo
Advisor at LSP Advisory LLC
Updated today
Data sourced from SEC public records (and other sources when available). Some details may be added by the advisor after claiming their profile. Refreshed daily • Updated today.
Firm
LSP Advisory LLC
Location
Tavares, FL
Credentials
Series 63, Series 65
Industry experience
29 years
About
James Randazzo is a financial advisor with LSP Advisory LLC in Tavares, FL, holding Series 63 and Series 65 licenses and bringing 29 years of industry experience. He previously worked at GWN Securities Inc. for 15 years before founding LSP Planning LLC and later LSP Advisory LLC. Randazzo is also involved in life insurance and annuities sales, tax consulting and preparation, and Medicare planning, including educating clients on cash value life insurance through the Bank on Yourself program. LSP Advisory LLC serves individual and high-net-worth clients, focusing on portfolio management by placing assets with third-party sub-advisers. The firm matches clients to model portfolios based on risk tolerance and objectives, regularly reviewing manager performance and maintaining formal relationships with specialized sub-advisers to provide access to niche investment strategies.
Client services
Based on LSP Advisory LLC
Portfolio management
Selection of other advisers
Educational seminars or workshops
Fee options
All Assets+: Up to 2.10% All Assets+: AssetMark’s fee up to 1.00% All Assets+: LSP Advisory, LLC’s fee up to 1.10%
Insurance commissions earned by Mr. Randazzo for selling insurance products are separate and in addition to advisory fees.
Account minimum: $250,000 Fee-only: Clients pay an overall asset management fee up to 2.10% annually (split between AssetMark and LSP Advisory, LLC). The fee is negotiable and billed daily, monthly, or quarterly in advance or arrears depending on the third-party sub-adviser.
Location
Tavares, FL
Most active in
James R has reported serving >5 clients in these states in the last 12 months.
Florida
Work history
LSP Advisory, LLC
2019 - Present (7 years)
LSP Planning LLC
2014 - Present (12 years)
GWN Securities Inc.
2004 - 2019 (15 years)
Disclosures
Disclosures include customer complaints, regulatory actions, employment terminations, bankruptcies, and certain legal protections.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Is not active or affiliated with:
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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