Advisor at Monarch Wealth Strategies
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Firm
Monarch Wealth Strategies
Location
Santa Barbara, CA 93101
Credentials
Series 65
Industry experience
3 years
Nicole Allen is a financial advisor at Monarch Wealth Strategies with a Series 65 designation and three years of industry experience. She has worked at Monarch Wealth Strategies since 2019 and previously held positions at Union Bank and SF Puppy Prep. Monarch Wealth Strategies provides discretionary wealth management, financial planning, and investment consulting primarily to affluent individuals, families, trusts, and pension/profit-sharing plans. The firm focuses on ongoing portfolio management combined with tailored planning services and employs a variety of investment strategies including mutual funds, ETFs, individual securities, and alternative instruments on a case-by-case basis.
Based on Monarch Wealth Strategies
Up to $30,000 maximum flat fee for financial planning and consulting services
Up to $1,000 per hour for financial planning and consulting services
Account minimum: $750,000 Minimum fee: $7,500 minimum annual fee for wealth management services
222 E Carrillo St. Suite 208
Santa Barbara, CA 93101
California
Monarch Wealth Strategies
2019 - Present (7 years)
Union Bank
2017 - 2019 (2 years)
None
2017 - 2017 (1 year)
SF Puppy Prep
2013 - 2017 (4 years)
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Is not active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Bank
They're affiliated with a bank that may offer its own financial products and services.
Trust company
They provide trust and estate administration services, typically for separate fees.
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Lawyer
They provide legal services, typically billed separately.
Real estate agent
They facilitate real estate transactions and may earn commissions.
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Series 63, Series 65
Santa Barbara, CA
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Duran Capital Management, LLC
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