Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$463,476,338
Total clients
390
41% high-net worth
Total advisors
7
of 7 employees
Firm size
Team
4-10 advisors or $500M+ in AUM
Average clients per advisor
56
Average account size
$1,188,401
Monarch Wealth Strategies is a registered investment adviser that provides discretionary wealth management, financial planning, and investment consulting to affluent individuals and families, trusts/estates, pension/profit‑sharing plans, and broker‑dealers. The firm generally works with clients who have at least $750,000 in investable assets and manages approximately $463 million for roughly 390 client relationships.
Investment decisions are informed by a mix of fundamental, technical, and third‑party analysis, and portfolios are constructed using strategic and tactical asset allocation alongside tax‑aware services such as tax‑loss harvesting, asset location, rebalancing, and distribution planning. While typically favoring longer‑term holdings, the firm may engage in shorter‑term trading and, on a case‑by‑case basis, utilize alternative investments including private funds, hedge funds, options, futures, and REITs.
Notable distinctions include the firm’s provision of investment consulting arrangements to brokerage customers and its retention of custody in certain instances through Standing Letters of Authorization (SLOAs), a custody practice the brochure discloses under SEC guidance. Associated persons may hold insurance licenses for client acquisition purposes, the firm reports no soft‑dollar arrangements, and it does not accept proxy‑voting authority for client accounts.
Up to $30,000 maximum flat fee for financial planning and consulting services
Up to $1,000 per hour for financial planning and consulting services
Account minimum: $750,000 Minimum fee: $7,500 minimum annual fee for wealth management services
Monarch Wealth Strategies
222 East Carillo Street, Suite 208
Santa Barbara CA 93101, United States
Number of offices
3
Arizona · California · Colorado · Florida · Louisiana · Missouri · Nevada · New Hampshire · New York · Oregon · Texas · Washington
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Is not active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Bank
They're affiliated with a bank that may offer its own financial products and services.
Trust company
They provide trust and estate administration services, typically for separate fees.
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Lawyer
They provide legal services, typically billed separately.
Real estate agent
They facilitate real estate transactions and may earn commissions.
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Series 65
Santa Barbara, CA
Monarch Wealth Strategies
Series 66
Santa Barbara, CA
Monarch Wealth Strategies
Series 63, Series 66
Santa Maria, CA
Monarch Wealth Strategies
Series 66
Los Angeles, CA
Monarch Wealth Strategies
Series 65
Santa Barbara, CA
Monarch Wealth Strategies
CFP®, Series 66
Los Angeles, CA
Monarch Wealth Strategies
Series 65
Los Angeles, CA
Monarch Wealth Strategies
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