David Peckham
Advisor at Peckham, David A
Updated today
Data sourced from SEC public records (and other sources when available). Some details may be added by the advisor after claiming their profile. Refreshed daily • Updated today.
Firm
Peckham, David A
Location
Santa Barbara, CA
Credentials
Series 63, Series 65
Industry experience
2 years
About
David Peckham is the sole advisor at Peckham, David A, an independent firm based in Santa Barbara, CA. He holds Series 63 and Series 65 licenses and has 2 years of industry experience as a financial advisor, alongside over 30 years with Santa Barbara Pension Consultants and 40 years as a sole proprietor. The firm provides investment management primarily to individual clients, building portfolios from mutual funds offered by a single fund family. Its investment approach blends modern portfolio theory with a buy-and-hold, fundamentals-based strategy, with client consent required before transactions.
Fee options
Maximum annual fee of 0.25% per year of average account balance, paid monthly
Account minimum: $250 Fee-only: Fee-only investment management with maximum annual fee of 0.25%
Location
Santa Barbara, CA
Most active in
David P has reported serving >5 clients in these states in the last 12 months.
California
Work history
Santa Barbara Pension Consultants Inc
1992 - Present (34 years)
David A. Peckham, a Sole Proprietor
1986 - Present (40 years)
Disclosures
Disclosures include customer complaints, regulatory actions, employment terminations, bankruptcies, and certain legal protections.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
-
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
-
Real estate agent
They facilitate real estate transactions and may earn commissions.
-
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Edward F
Series 63, Series 65
Santa Barbara, CA
Double Springs Capital LLC
Dave S
Series 65
Santa Barbara, CA
Montecito Investment Strategies
Steven G
CFA®, Series 63
Santa Barbara, CA
Placera Capital Management LLC
Ray D
Series 66
Santa Barbara, CA
Ironcrest Capital Management LLC
Jacqueline D
Series 66
Santa Barbara, CA
Duran Capital Management, LLC
Michael V
CFP®, Series 66
Santa Barbara, CA
Select Investment Services
Not sure where to start?
We'll help you think it through – whether you ultimately need an advisor or not.
Warmer provides personalized recommendations and introductions to independent fiduciary advisors. We do not supervise advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.
Each advisor listed on our site is an independent fiduciary responsible for their own advice. Warmer may receive fees from advisors for participation or referrals; these fees are paid by advisors and do not affect the fees clients pay for advisory services.
For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Please review an advisor's Form ADV and do your own diligence before entering into an advisory relationship.
By using our service, you agree to Warmer's Terms of Service and Advisory Agreement and Privacy Policy. Logos provided by Logo.dev
© 2026 Warmer Holdings Inc. ("Warmer")