Advisor at NBT Capital Management, Inc.
Data sourced from SEC public records (and other sources when available). Some details may be added by the advisor after claiming their profile. Refreshed daily • Updated today.
Firm
NBT Capital Management, Inc.
Location
Milwaukee, WI 53202
Credentials
Series 63, Series 65
Industry experience
37 years
Nancy Cleveland is a financial advisor at NBT Capital Management, Inc. in Milwaukee, WI, with 37 years of industry experience. She holds Series 63 and Series 65 licenses and previously worked at Maple Lake Investment Management, Inc. for 18 years before joining NBT Capital Management in 2022. NBT Capital Management provides investment management, financial planning, and retirement-plan consulting to individuals, high-net-worth clients, and qualified retirement plans. The firm uses a "Core and Explore" investment approach that combines passive index and ETF exposures with actively managed allocations, offering both discretionary and non-discretionary services along with a digital advisory platform.
Based on NBT Capital Management, Inc.
Based on NBT Capital Management, Inc.
Flat recurring retainer fees and fixed one-time project fees may be charged depending on service
$0 - $1,000,000: 1.00% $1,000,001+: 0.75%
$200 to $250 per hour for consulting services; $50 per hour for clerical support
Account minimum: $50,000 Minimum fee: $500 minimum annual fee when applicable for traditional NBTCM clients; $2,500 minimum annual fee for Cleveland Hauswirth individual clients Fee-only: Financial planning and consulting services may be provided on an hourly basis or fixed fee basis; hourly consulting fees generally $200 to $250 per hour, clerical support $50 per hour, fees may also be negotiated fixed fees
220 E. Buffalo Street Suite 301
Milwaukee, WI 53202
Wisconsin
NBT Capital Management, Inc
2022 - Present (4 years)
Maple Lake Investment Management, Inc.
2004 - 2022 (18 years)
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Is active or affiliated with:
Bank
They're affiliated with a bank that may offer its own financial products and services.
Is not active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Trust company
They provide trust and estate administration services, typically for separate fees.
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Lawyer
They provide legal services, typically billed separately.
Real estate agent
They facilitate real estate transactions and may earn commissions.
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Series 63, Series 65
New Berlin, WI
Disciplined Financial Services, Inc.
CFP®, CPA, PFS™
Brookfield, WI
Midwest Wealth Solutions LLC
Brian earned his Bachelor of Science degree from UW – La Crosse with a triple major in Accounting, Finance, & Economics. He has a Master's of Business Administration with a specialty in Finance from Marquette University and has post-graduate certificates from Cornell University SC Johnson graduate school of management in Executive Leadership & Leading Management Teams. Brian is a Certified Financial Planner, Certified Public Accountant, Personal Financial Specialist, Certified Global Managerial Accountant, and a Certified Project Management Professional. He started his career working in Public Accounting for a regional CPA firm for a number of years. Then Brian worked in the private sector for a large fortune 30 company and smaller corporations, holding positions in Corporate Finance, Internal Audit, and Strategic Management. After that Brian started his own firm Leben CPA LLC and now Brian is a principal at Midwest Wealth Solutions and CPA firm Lulloff, Leben & Taylor. Brian is an active member of the American Institute of Certified Public Accountants (AICPA) and the Wisconsin Institute of Certified Public Accountants (WICPA). In his spare time Brian loves the outdoors (biking, hiking, camping, downhill skiing), Sports (Packers, Brewers, Bucks), and enjoys spending time with his wife Megan and two young daughters.
ChFC®, Series 63, Series 66
Muskego, WI
Selerski Asset Management, LLC
Series 65
Glendale, WI
Erenda Capital
CFP®, Series 63, Series 66
Whitefish Bay, WI
Clarke Financial Counsel, LLC
CFP®
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Hilltop Financial Advisors
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