Advisor at Janney Montgomery Scott
Data sourced from SEC public records (and other sources when available). Some details may be added by the advisor after claiming their profile. Refreshed daily • Updated today.
Firm
Janney Montgomery Scott
Location
Du Bois, PA 15801
Credentials
CFP®, Series 66
Industry experience
18 years
Kathryn Ho is a CFP® and holds a Series 66 license with 18 years of experience in the financial industry. She has been with Janney Montgomery Scott since 2007. Outside of her advisory role, she serves as the secretary for the DuBois Area Baseball Booster Club and manages a student housing rental property through an LLC. Janney Montgomery Scott LLC is an SEC-registered investment adviser and broker-dealer managing approximately $100.8 billion in client assets. The firm serves individuals, high-net-worth clients, corporations, charities, and institutions with a broad range of portfolio management, financial planning, and retirement advisory services.
Based on Janney Montgomery Scott
Flat fee arrangements available on a case-by-case basis, subject to Wealth Management Department approval.
$0 - $500,000: Up to 2.00% $500,001 - $1,000,000: Up to 2.00% $1,000,001 - $3,000,000: Up to 2.00% $3,000,001 - $5,000,000: Up to 2.00% $5,000,001 - $15,000,000: Up to 2.00% $15,000,001 - $25,000,000: Up to 2.00% $25,000,001+: Up to 2.00%
Commission-based annuities held in non-qualified Partners Advisory and Compass Programs, marked non-billable.
Janney Client Service Center (JCSC) advisory services assessed annual fee of 0.95%, billed quarterly in advance.
Account minimum: $5,000 Fee-only: Financial planning services typically billed one time; Consulting services may be annual flat fee or asset-based fee.
630 Division Street, Suite 1
Du Bois, PA 15801
Pennsylvania · Texas
Janney Montgomery Scott
2020 - Present (6 years)
Janney Montgomery Scott
2007 - 2020 (13 years)
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Trust company
They provide trust and estate administration services, typically for separate fees.
Is not active or affiliated with:
Bank
They're affiliated with a bank that may offer its own financial products and services.
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Lawyer
They provide legal services, typically billed separately.
Real estate agent
They facilitate real estate transactions and may earn commissions.
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Series 65
Dubois, PA
City Center Advisors, LLC
Series 66
Du Bois, PA
Janney Montgomery Scott
CFP®, Series 66
Du Bois, PA
Janney Montgomery Scott
Series 63, Series 65
Du Bois, PA
Janney Montgomery Scott
Series 66
Du Bois, PA
Janney Montgomery Scott
Series 63, Series 65
Du Bois, PA
Janney Montgomery Scott
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