Advisor at One Hopper Asset Management
Data sourced from SEC public records (and other sources when available). Some details may be added by the advisor after claiming their profile. Refreshed daily • Updated today.
Firm
One Hopper Asset Management
Location
Utica, NY 13502
Credentials
Series 63, Series 65
Industry experience
27 years
Joseph Speciale is a financial advisor with One Hopper Asset Management in Utica, NY, holding Series 63 and Series 65 licenses and bringing 27 years of industry experience. He has worked at Leigh Baldwin & Co., L.L.C. since 2000 and joined One Hopper Asset Management in 2022. Outside of advising, he is the owner of Speciale Fireworks Inc., a retail fireworks business. One Hopper Asset Management provides discretionary asset management and financial planning services to individuals, businesses, retirement plans, and charitable institutions. The firm uses a combination of fundamental and technical analysis, incorporating long- and short-term positions and options strategies, with regular portfolio monitoring and client-imposed investment restrictions.
Based on One Hopper Asset Management
Based on One Hopper Asset Management
$25,000 - $1,000,000: 1.10% $1,000,001 - $3,000,000: 1.00% Over $3,000,000+: 0.85%
Commissions earned by registered representatives for securities and insurance product sales are separate from advisory fees.
$125 per hour for financial planning and consulting services.
Account minimum: $25,000
2520 Genesee Street
Utica, NY 13502
Florida · New York
One Hopper Asset Management
2022 - Present (4 years)
Leigh Baldwin & Co., L.L.C.
2000 - Present (26 years)
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Is not active or affiliated with:
Bank
They're affiliated with a bank that may offer its own financial products and services.
Trust company
They provide trust and estate administration services, typically for separate fees.
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Lawyer
They provide legal services, typically billed separately.
Real estate agent
They facilitate real estate transactions and may earn commissions.
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Series 63, Series 65
New Hartford, NY
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CFP®, Series 63
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Series 66
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Kane Financial
Series 66
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Nathan G. Hanna, LLC
Series 63, Series 65
Utica, NY
One Hopper Asset Management
Series 65
Rome, NY
Birch Wealth Management
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