One Hopper Asset Management
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$57,541,913
Total clients
65
12% high-net worth
Total advisors
2
of 3 employees
Firm size
Supported
1-3 advisors or $200M+ in AUM
Average clients per advisor
33
Average account size
$885,260
About
One Hopper Asset Management provides discretionary asset management and standalone financial planning and consulting to a mix of individual and institutional clients, including high‑net‑worth individuals, businesses, pension and profit‑sharing plans, Taft‑Hartley plans, and charitable institutions and endowments. The firm generally bills advisory services as a percentage of assets under management and offers fixed‑fee planning engagements for consulting work.
The firm combines fundamental and technical analysis, employs both long‑ and short‑term positions, and may use options strategies (calls and puts) for hedging or income generation; accounts are monitored daily with formal reviews at least monthly. Clients typically grant the firm discretionary authority and may impose written investment restrictions, and the firm may aggregate related household accounts for fee breakpoints.
Distinctively, the firm’s principal is registered with an affiliated broker‑dealer and is also licensed to sell insurance products, and the brochure discloses that commission‑based brokerage and insurance sales may present conflicts of interest while clients are under no obligation to use affiliated services. The brochure also notes the firm’s access to broker‑dealer education and training benefits and recent disclosure of standing letters of authorization (SLOAs) for certain client‑directed transfers, both of which are atypical features relative to many peers.
Client services
Expertise
Fee options
$25,000 - $1,000,000: 1.10% $1,000,001 - $3,000,000: 1.00% Over $3,000,000+: 0.85%
Commissions earned by registered representatives for securities and insurance product sales are separate from advisory fees.
$125 per hour for financial planning and consulting services.
Account minimum: $25,000
Main office location
One Hopper Asset Management
2520 Genesee Street
Utica NY 13502, United States
Number of offices
1
Most active in
Florida · New York
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Is not active or affiliated with:
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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