Advisor at Vaughan Family Financial
Data sourced from SEC public records (and other sources when available). Some details may be added by the advisor after claiming their profile. Refreshed daily • Updated today.
Firm
Vaughan Family Financial
Location
Huntsville, AL 35803
Credentials
CFP®, Series 63
Industry experience
3 years
Joseph Vaughan is a CFP®-designated financial advisor with three years of industry experience. He is the principal at Vaughan Family Financial, a firm he has led since 2023, and previously worked at Northwestern Mutual and Carr, Riggs & Ingram. Vaughan Family Financial also operates as a CPA firm. Vaughan Family Financial provides portfolio management and financial planning services to individuals, high-net-worth clients, and business entities. The firm employs an investment approach that combines Modern Portfolio Theory with goals-based investing, focusing on long-term strategies aligned with clients' risk tolerances and time horizons.
Based on Vaughan Family Financial
Based on Vaughan Family Financial
Negotiated fixed fee for financial planning between $2,000 and $10,000
$0 - $1,000,000: 0.75% $1,000,001 - $2,000,000: 0.50% $2,000,001+: 0.25%
Negotiated hourly fee between $150 and $300
Account minimum: $100,000 (may be waived by Vaughan Family Financial in its discretion)
10002 Colmar Road Se
Huntsville, AL 35803
Alabama
Vaughan Family Financial
2023 - Present (3 years)
Northwestern Mutual
2022 - 2023 (1 year)
Carr, Riggs & Ingram
2019 - 2022 (3 years)
H&H Accounting & Tax
2018 - 2018 (1 year)
Warren Averett
2017 - 2018 (1 year)
Academica
2016 - 2016 (1 year)
University of Alabama
2012 - 2017 (5 years)
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Is active or affiliated with:
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Is not active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Bank
They're affiliated with a bank that may offer its own financial products and services.
Trust company
They provide trust and estate administration services, typically for separate fees.
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
Lawyer
They provide legal services, typically billed separately.
Real estate agent
They facilitate real estate transactions and may earn commissions.
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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