V
Vaughan Family Financial
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$0
Total clients
0
Total advisors
1
of 1 employees
Firm size
Investment Manager
May not manage individual clients
Average clients per advisor
0
Average account size
—
About
Vaughan Family Financial offers portfolio management and financial planning services to individuals, high‑net‑worth individuals, and business entities, preparing written investment policy statements and providing discretionary trading authority and regular portfolio monitoring. The firm’s stated investment universe includes mutual funds, equities, ETFs (including precious‑metals ETFs), fixed income, hedge funds, private equity, venture capital and private placements.
The firm describes its investment approach as combining Modern Portfolio Theory with goals‑based investing, emphasizing long‑term strategies aligned to documented risk tolerances and time horizons and conducting at least quarterly account reviews. While advisory fees are asset‑based, the brochure also discloses fixed and hourly financial planning fees and states that planning fees are paid in advance with prorated refund policies; the firm requires clients to use a particular custodian (Altruist).
Distinctive items in the brochure include that VFF reported zero assets under management and no client accounts as of December 2023 despite maintaining an account minimum and the ability to advise on private‑fund strategies, and that it does not accept performance‑based fees or participate in wrap fee programs. The firm also discloses acceptance of certain broker‑provided research/soft‑dollar benefits and documents policies intended to allocate trades fairly among clients.
Client services
Financial planning
Portfolio management
Financial coaching services
Expertise
Wealth management
College savings (529s, UTMA, etc.)
Debt management
Fee options
Negotiated fixed fee for financial planning between $2,000 and $10,000
$0 - $1,000,000: 0.75% $1,000,001 - $2,000,000: 0.50% $2,000,001+: 0.25%
Negotiated hourly fee between $150 and $300
Account minimum: $100,000 (may be waived by Vaughan Family Financial in its discretion)
Main office location
Vaughan Family Financial
10002 Colmar Road Se
Huntsville AL 35803, United States
Number of offices
1
Most active in
Vaughan Family Financial has reported serving >5 clients in these states in the last 12 months.
Alabama
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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