Advisor at Brol Capital Management, LLC
Data sourced from SEC public records (and other sources when available). Some details may be added by the advisor after claiming their profile. Refreshed daily • Updated today.
Firm
Brol Capital Management, LLC
Location
Hampton Cove, AL
Credentials
CFA®, Series 63
Industry experience
15 years
Lester Brol is the principal of Brol Capital Management, LLC, an independent firm based in Hampton Cove, AL. He holds the CFA® designation and Series 63 license, with 15 years of industry experience. Since founding his firm in 2010, he has also taught finance part-time at the University of Alabama in Huntsville and provides expert witness analytic, consulting, and testimony services related to securities and commodities cases. Brol Capital Management serves individuals, families, and institutional clients, including foundations, endowments, private investment funds, and small to mid-sized businesses, with a focus on 3(38) fiduciary services for employer retirement plans. The firm employs a mean-variance core/satellite investment approach combining global ETFs and fixed income with concentrated All-Cap equity sleeves, total-return strategies, and alternative investment due diligence.
Based on Brol Capital Management, LLC
Based on Brol Capital Management, LLC
Negotiated fixed fees from $500 to $5,000 per annum for accounts under $250,000 (non-401K plans)
$250,000 - $2,000,000: 1.00% >$2,000,000 - $5,000,000: 0.75% >$5,000,000+: 0.50% < $5,000,000+: 0.50% (3(38) Fiduciary services) $5,000,001 - $20,000,000: 0.20% (3(38) Fiduciary services) $20,000,001 - $100,000,000: 0.08% (3(38) Fiduciary services) >$100,000,001+: 0.05% (3(38) Fiduciary services)
$250 per hour for financial planning without investment management
Account minimum: $250,000 for non-401K plans (negotiated fixed fee accepted below this) Minimum fee: $2,000 per year minimum flat fee for 3(38) Fiduciary plans (not to exceed 2% of plan year-end market value) Fee-only: Financial planning service only billed at $250 per hour
Hampton Cove, AL
Alabama
Brol Capital Management, LLC
2010 - Present (16 years)
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
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Real estate agent
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Other specialized services
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