Advisor at YES Wealth Management
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Firm
YES Wealth Management
Location
Mahtomedi, MN 55115
Credentials
Series 65
Industry experience
10 years
James Heflin is a financial advisor at YES Wealth Management in Mahtomedi, MN, holding a Series 65 credential with 10 years of industry experience. He has been with S Capital Wealth Advisors, LLC since 2016. YES Wealth Management provides discretionary investment management, financial planning, and retirement plan advisory services to individuals, high-net-worth clients, trusts, estates, and retirement plans. The firm’s investment approach emphasizes fundamental analysis and risk-managed asset allocation, utilizing ETFs, low-cost mutual funds, individual securities, and tailored financial planning.
Based on YES Wealth Management
Based on YES Wealth Management
$0 - $750,000: 1.00% $750,001 - $1,500,000: 0.75% $1,500,001+: 0.50%
Fee-only: Yes Wealth Management is a fee-based advisory firm compensated solely by advisory fees; no commissions received.
86 Mahtomedi Avenue
Mahtomedi, MN 55115
Minnesota · Texas
S Capital Wealth Advisors, LLC
2016 - Present (10 years)
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Is not active or affiliated with:
Insurance agent
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Bank
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Trust company
They provide trust and estate administration services, typically for separate fees.
Fund sponsor
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Lawyer
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Real estate agent
They facilitate real estate transactions and may earn commissions.
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Verified by Warmer
Series 63, Series 66
White Bear, MN
Greenup Wealth
Sam Schuette is a seasoned wealth advisor with over two decades of experience helping individuals and families plan for financial security and life milestones. As Vice President and Wealth Advisor at GreenUp Wealth Management, Sam works with clients to develop financial strategies tailored to their goals — including retirement planning, investment guidance, and overall wealth management.  Before joining GreenUp, Sam spent more than a decade at Scottrade, Inc., where he built strong client relationships and led teams of investment professionals. He also served in financial advisory and wealth planning roles at several other firms, bringing a depth of practical experience across markets, financial planning disciplines, and client service.  Sam holds a Bachelor of Science in Agriculture & Food Business Management with a focus in Finance from the University of Minnesota. Outside of work, he enjoys time with his family, outdoor activities, and community engagement.
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