Advisor at Thompson Financial Transitions Inc.
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Firm
Thompson Financial Transitions Inc.
Location
White Bear Lake, MN 55110
Credentials
ChFC®, Series 63, Series 65
Industry experience
29 years
Thomas Thompson is the principal of Thompson Financial Transitions Inc. in White Bear Lake, MN, with 29 years of industry experience. He holds the ChFC® designation and securities licenses Series 63 and Series 65. Thompson has a background that includes roles at SagePoint Financial and Kristi Seifert, LLC, and he also works as an independent insurance agent selling life insurance, long-term care, and annuities. Additionally, he assists with tax preparation and serves as power of attorney managing investments and financial affairs for a family member. Thompson Financial Transitions Inc. provides discretionary portfolio management, comprehensive financial planning, and consulting for individual and high-net-worth clients. The firm employs a Modern Portfolio Theory approach, utilizing mutual funds, ETFs, and third-party managers, with discretionary trading authority and direct management of insurance contract assets alongside platform-based solutions.
Based on Thompson Financial Transitions Inc.
Based on Thompson Financial Transitions Inc.
Financial Planning Services: $1,500 initial plan; $500 annual update.
$0 - $100,000: 1.25% $100,000 - $400,000: 1.00% $400,000 - $1,000,000: 0.85% $1,000,000 - $2,000,000: 0.65% $2,000,000+: 0.50%
Account minimum: Generally no minimum to open an account with TFT; however, AssetMark Platform minimums apply, generally $10,000-$25,000 for Mutual Fund accounts, $25,000 for ETF accounts, and $100,000 to $500,000 for Privately Managed and Unified Managed Accounts, depending on the investment strategy. Fee-only: Financial Planning Services: $1,500 flat fee for initial plan; $500 flat fee for annual updates.
1895 County Rd E E, Suite 214
White Bear Lake, MN 55110
Minnesota · Oklahoma · Wisconsin
Thompson Financial Transitions Inc.
2022 - Present (4 years)
Kristi Seifert, LLC
2022 - Present (4 years)
SagePoint Financial
2014 - 2022 (8 years)
Thompson Financial Transitions Inc.
2011 - Present (15 years)
Thomas J. Thompson III, Sole Proprietor
2002 - Present (24 years)
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Is not active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Bank
They're affiliated with a bank that may offer its own financial products and services.
Trust company
They provide trust and estate administration services, typically for separate fees.
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Lawyer
They provide legal services, typically billed separately.
Real estate agent
They facilitate real estate transactions and may earn commissions.
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Verified by Warmer
Series 63, Series 66
White Bear, MN
Greenup Wealth
Sam Schuette is a seasoned wealth advisor with over two decades of experience helping individuals and families plan for financial security and life milestones. As Vice President and Wealth Advisor at GreenUp Wealth Management, Sam works with clients to develop financial strategies tailored to their goals — including retirement planning, investment guidance, and overall wealth management.  Before joining GreenUp, Sam spent more than a decade at Scottrade, Inc., where he built strong client relationships and led teams of investment professionals. He also served in financial advisory and wealth planning roles at several other firms, bringing a depth of practical experience across markets, financial planning disciplines, and client service.  Sam holds a Bachelor of Science in Agriculture & Food Business Management with a focus in Finance from the University of Minnesota. Outside of work, he enjoys time with his family, outdoor activities, and community engagement.
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Bernstein Financial Advisory
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