Advisor at USA Financial Securities LLC
Data sourced from SEC public records (and other sources when available). Some details may be added by the advisor after claiming their profile. Refreshed daily • Updated today.
Firm
USA Financial Securities LLC
Location
Sun City West, AZ 85375
Credentials
Series 63, Series 65
Industry experience
18 years
Brian Frick is a financial advisor at USA Financial Securities LLC with 18 years of industry experience. He holds Series 63 and Series 65 licenses and has worked at USA Financial Securities since 2017, following a decade at Invest Financial Corp. In addition to his advisory role, Frick owns and operates Frick Tax & Financial PLLC, where he provides tax planning and preparation services. USA Financial Securities serves individuals, corporations, and trusts, with a focus on clients planning for or in retirement. The firm offers comprehensive financial planning and advisory account management through both discretionary and non-discretionary platforms, combining brokerage and advisory capabilities.
Based on USA Financial Securities LLC
Flat or project-based financial planning fees, typically not exceeding $75,000.
Commissions on products purchased through brokerage accounts including mutual funds, variable annuities, insurance products.
Hourly financial planning fees up to $500/hour.
Account minimum: $15,000 Minimum fee: Minimum financial planning fee of $100. Fee-only: Financial planning fees charged hourly up to $500/hour; flat/project-based fees typically do not exceed $75,000, negotiable.
13613 W Camino Del Sol Ste 3
Sun City West, AZ 85375
Arizona · California · Colorado · Florida · Idaho · Minnesota · Nebraska · North Carolina · Ohio · Oregon · Texas · Virginia
USA Financial Securities
2017 - Present (9 years)
Invest Financial Corp
2007 - 2017 (10 years)
Frick Tax & Financial PLLC
2005 - Present (21 years)
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Is not active or affiliated with:
Bank
They're affiliated with a bank that may offer its own financial products and services.
Trust company
They provide trust and estate administration services, typically for separate fees.
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Lawyer
They provide legal services, typically billed separately.
Real estate agent
They facilitate real estate transactions and may earn commissions.
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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