Advisor at Prosperity Capital Advisors
Data sourced from SEC public records (and other sources when available). Some details may be added by the advisor after claiming their profile. Refreshed daily • Updated today.
Location
Rocky Mount, NC 27804
Credentials
ChFC®, Series 63, Series 65
Industry experience
32 years
Anthony Engrassia is a ChFC®-designated financial advisor with 32 years of industry experience. He is affiliated with Prosperity Capital Advisors and has previously worked at MerCap Securities, Mutual of Omaha, and Wealth Management Strategies, Inc. Outside of his advisory work, Mr. Engrassia teaches financial literacy workshops through the American Financial Education Alliance and serves on boards for Habitat for Humanity and the Nash-Rocky Mount Rotary. Prosperity Capital Advisors provides financial planning, consulting, and discretionary investment management to a diverse client base, including individual investors, corporate clients, charitable organizations, and retirement plan sponsors. The firm utilizes a model-driven, multi-sleeved investment approach incorporating mutual funds, ETFs, and alternative strategies, and offers services such as trustee and 3(21) plan advice as well as sub-advisory solutions.
Based on Prosperity Capital Advisors
Based on Prosperity Capital Advisors
Fixed fees typically range from $500 to $50,000 for financial planning and consulting services; fees for seminars range from $0 to $250.
$0 - $499,999: 0.50% (50 basis points) $500,000 - $999,999: 0.40% (40 basis points) $1,000,000 - $1,999,999: 0.30% (30 basis points) $2,000,000 - $4,999,999: 0.25% (25 basis points) $5,000,000+: 0.20% (20 basis points)
Certain supervised persons may earn commissions through unaffiliated broker-dealers for insurance or securities products.
Typically $100 to $1,000 per hour for financial planning and consulting services.
Subscription fees may range from $100 to $2,500 monthly for financial planning and consulting services; administrative fees for client directed assets is $150/year billed monthly.
Account minimum: $1,000 to $250,000 depending on the advisory services selected Minimum fee: $150 minimum annual investment management fee charged monthly Fee-only: Financial planning, consulting, and other services fees negotiable; typically $100 to $1,000 per hour, $100 to $2,500 monthly fee, or fixed fee of $500 to $50,000; subscription-based fees may apply for certain services.
204 N. Winstead Avenue
Rocky Mount, NC 27804
North Carolina · Texas
MerCap Securities, LLC
2020 - 2020 (1 year)
C2P Capital Advisory Group, LLC dba Prosperity Capital Advisors
2018 - Present (8 years)
Wealth Management Strategies, Inc (d.b.a. for advisory business)
2000 - Present (26 years)
Mutual/United Of Omaha Insurance Company
1991 - 2018 (27 years)
Mutual of Omaha Investor Services, Inc.
1991 - 2018 (27 years)
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Real estate agent
They facilitate real estate transactions and may earn commissions.
Is not active or affiliated with:
Bank
They're affiliated with a bank that may offer its own financial products and services.
Trust company
They provide trust and estate administration services, typically for separate fees.
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
Lawyer
They provide legal services, typically billed separately.
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Series 63, Series 65
Rocy Mount, NC
The Wealth Group, Ltd
Keith Beck is a financial advisor with The Wealth Group, Ltd. in Rocky Mount, NC, holding Series 63 and Series 65 licenses and over 31 years of industry experience. He has been with The Wealth Group since 2011 and also operates a CPA firm providing accounting services. Additionally, he serves as a vice president and advisor for multiple medical and dental-related businesses. The Wealth Group, Ltd. provides wealth analysis, financial planning, and portfolio management to individuals, high net worth clients, trusts, corporations, and charitable organizations. The firm manages approximately $289 million across about 425 clients, employing a contrarian/value investment approach with both internally managed accounts and access to external money managers.
CFA®, Series 63, Series 65
Rocky Mount, NC
Emerald Asset Management, Inc.
James Tharin is a CFA® charterholder with 25 years of industry experience. He has worked at Emerald Asset Management, Inc. since 2015 in Rocky Mount, NC. Outside of his advisory role, he serves as a voting board member of the Rocky Mount Planning Board. Emerald Asset Management is a privately held SEC-registered adviser serving individuals, families, trusts, charitable organizations, and employer retirement plans. The firm employs a blend of fundamental, technical, and quantitative analysis across multiple strategies and offers both discretionary and non-discretionary portfolio management, financial planning, and pension consulting services.
Series 63, Series 65
Rocky Mount, NC
Emerald Asset Management, Inc.
William Gupton is a financial advisor at Emerald Asset Management, Inc. with 15 years of industry experience. He holds Series 63 and Series 65 credentials. Prior to joining Emerald Asset Management, Gupton worked at First Citizens Bank and First Citizens Investor Services, as well as Guggenheim Funds Distributors and CAPTrust. Emerald Asset Management is a privately held, SEC-registered firm serving individuals, families, trusts, charitable organizations, and employer retirement plans. The firm employs a combination of fundamental, technical, and quantitative analysis across various strategies and offers both discretionary and non-discretionary portfolio management, financial planning, and pension consulting.
Series 65
Rocky Mount, NC
Whitener Capital Management, Inc
Mackenzie Thompson Stussie is a financial advisor at Whitener Capital Management, Inc. with two years of industry experience. She holds a Series 65 designation and has worked in various roles including positions at Wildwood Home and New Growth Designs prior to joining Whitener Capital Management. Whitener Capital Management provides investment advisory services to individuals, pension and profit-sharing plans, trusts, estates, charitable organizations, and other business entities. The firm follows a conservative, quality-and-value investment philosophy focused on capital preservation and long-term risk-adjusted returns, managing approximately $506 million in client assets.
CFP®, Series 63, Series 65
Rocky Mount, NC
Whitener Capital Management, Inc
Sean Gilsenan is a CFP® professional with 24 years of industry experience, currently serving as an advisor at Whitener Capital Management, Inc. since 2011. He holds Series 63 and Series 65 licenses and is based in Cary, NC. Whitener Capital Management provides investment advisory services to individuals, pension and profit-sharing plans, trusts, estates, charitable organizations, and other business entities. The firm follows a conservative, quality-and-value investment philosophy focused on capital preservation and long-term, risk-adjusted returns, managing approximately $506 million in client assets through tailored portfolio management and pension consulting services.
Series 66
Rocky Mount, NC
Whitener Capital Management, Inc
Michael Kennedy is a financial advisor with Whitener Capital Management, Inc., holding a Series 66 credential and two years of industry experience. Prior to joining Whitener Capital, he worked at TRUIST Investment Services, Inc. and Truist, and has experience as a real estate broker and in the automotive industry. Whitener Capital Management provides investment advisory services to individuals, pension and profit-sharing plans, trusts, estates, charitable organizations, and other business entities. The firm follows a conservative, quality-and-value investment philosophy focused on capital preservation and long-term risk-adjusted returns, managing approximately $506 million in client assets through tailored portfolios.
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