Prosperity Capital Advisors

Prosperity Capital Advisors provides financial planning, consulting and discretionary investment management to a broad client base that includes individual (both non‑HNW and high‑net‑worth) investors, corporate and business clients, charitable organizations, and retirement plan sponsors. The firm also delivers institutional and TAMP/sub‑advisory services to Separate Advisors, and offers trustee, 3(21) plan advice, and donor‑advised/charitable account services.

The firm’s investment approach is model‑driven and multi‑sleeved: PCA offers core risk‑based model portfolios and specialized strategies (including tax‑managed models), supports advisor‑directed portfolios and AdviserSelect solutions, and acts as a Fund Strategist on UMA platforms. Models commonly use mutual funds, ETFs and SMAs from providers such as DFA, Vanguard and BlackRock, and the platform includes volatility‑buffer defined‑outcome ETFs, option overlays via SpiderRock, and access to private/alternative solutions through iCapital.

What is notable relative to many peers is the breadth of non‑advisory activities disclosed: certain Supervised Persons are also registered representatives of unaffiliated broker‑dealers and licensed insurance agents and may offer commissionable products, while others are CPAs or tax professionals who provide separate accounting or tax services; the brochure also discloses a related‑party mortgage/LLC real‑estate matter involving firm management. The firm operates enterprise compensation arrangements (tiered cash payments, non‑cash conference support, and an equity grant program for advisors), and it emphasizes intermediary roles (TAMP, sub‑advisor, Fund Strategist) that create additional operational and compensation linkages beyond a typical advisory platform.