Advisor at Emerald Asset Management, Inc.
Data sourced from SEC public records (and other sources when available). Some details may be added by the advisor after claiming their profile. Refreshed daily • Updated today.
Firm
Emerald Asset Management, Inc.
Location
Rocky Mount, NC 27804
Credentials
Series 63, Series 65
Industry experience
15 years
Based on Emerald Asset Management, Inc.
Based on Emerald Asset Management, Inc.
Financial Planning: $1,500 to $10,000; Pension Consulting: $750 to $10,000 annually
$0 - $500,000: 1.45% $500,001 - $1,000,000: 1.35% $1,000,001 - $2,000,000: 1.25% $2,000,001 - $5,000,000: 1.15% $5,000,001+: 1.00%
Financial Planning and Pension Consulting: up to $500/hour
Fee-only: Financial Planning: hourly up to $500/hour; flat fees $1,500 to $10,000; Pension Consulting: hourly up to $500/hour; flat fees $750 to $10,000 annually; fees based on percentage of plan assets up to 1.50%
2343 Professional Drive, Suite B
Rocky Mount, NC 27804
North Carolina
Emerald Asset Management
2025 - Present (1 year)
First Citizens Bank
2023 - 2025 (2 years)
First Citizens Investor Services
2023 - 2025 (2 years)
First Citizens Bank
2021 - 2023 (2 years)
First Citizens Investor Services
2021 - 2023 (2 years)
Guggenheim Funds Distributors, LLC
2018 - 2021 (3 years)
CAPTrust
2016 - 2018 (2 years)
CapFinancial Securities, LLC.
2016 - 2018 (2 years)
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Is not active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Bank
They're affiliated with a bank that may offer its own financial products and services.
Trust company
They provide trust and estate administration services, typically for separate fees.
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Lawyer
They provide legal services, typically billed separately.
Real estate agent
They facilitate real estate transactions and may earn commissions.
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Series 63, Series 65
Rocy Mount, NC
The Wealth Group, Ltd
CFA®, Series 63, Series 65
Rocky Mount, NC
Emerald Asset Management, Inc.
Series 65
Rocky Mount, NC
Whitener Capital Management, Inc
CFP®, Series 63, Series 65
Rocky Mount, NC
Whitener Capital Management, Inc
Series 66
Rocky Mount, NC
Whitener Capital Management, Inc
Series 63, Series 65
Rocky Mount, NC
Whitener Capital Management, Inc
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