Advisor at The Sullivan Group
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Firm
The Sullivan Group
Location
Menifee, CA
Credentials
Series 63, Series 65
Industry experience
15 years
Allison Peterson is a financial advisor at The Sullivan Group with 14 years of industry experience. She holds Series 63 and Series 65 licenses and has worked at The Sullivan Group since 2009. In addition to her advisory role, she serves as a Senior Administrative Assistant for the City of Dana Point’s Planning Department. The Sullivan Group provides discretionary investment management and planning services to individuals, trusts, retirement plans, and other entities. The firm offers customized investment plans using fundamental, technical, and cyclical analysis and may engage third-party managers or participate in IPOs when appropriate.
Based on The Sullivan Group
$0 - $500,000: 1.75% $500,000 - $1,000,000: 1.50% $1,000,000+: 1.25%
Brokerage commissions may be received by Messrs. Halverstadt and Lehmann as licensed insurance agents and registered representatives for insurance product transactions.
Account minimum: $250,000
Menifee, CA
California
City of Dana Point
2020 - Present (6 years)
Purshe Kaplan Sterling Investments
2011 - Present (15 years)
The Sullivan Group
2009 - Present (17 years)
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Is not active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Broker-dealer / trader
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Bank
They're affiliated with a bank that may offer its own financial products and services.
Trust company
They provide trust and estate administration services, typically for separate fees.
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Lawyer
They provide legal services, typically billed separately.
Real estate agent
They facilitate real estate transactions and may earn commissions.
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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