Advisor at TM Wealth Management, LLC
Data sourced from SEC public records (and other sources when available). Some details may be added by the advisor after claiming their profile. Refreshed daily • Updated today.
Firm
TM Wealth Management, LLC
Location
Murrieta, CA
Credentials
Series 63, Series 65
Industry experience
5 years
Tri Mai is the sole advisor at TM Wealth Management, LLC in Murrieta, CA, holding Series 63 and Series 65 licenses with five years of industry experience. Prior to founding TM Wealth Management in 2020, Tri Mai worked at NTM Digital since 2017 and Nhat Mai from 2011 to 2017. Outside of advisory work, Tri Mai serves as a business advisor for NTM Digital, providing guidance on digital content. TM Wealth Management offers discretionary investment management to individuals and high-net-worth clients, utilizing a combination of fundamental and technical analysis alongside systematic trading strategies. The firm manages diversified portfolios across equities, bonds, U.S. Treasuries, and options, tailoring approaches to client objectives and risk tolerance.
Based on TM Wealth Management, LLC
2.00% annually, taken quarterly in arrears
Account minimum: $20,000
Murrieta, CA
California
TM Wealth Management, LLC
2020 - Present (6 years)
NTM Digital
2017 - Present (9 years)
Nhat Mai
2011 - 2017 (6 years)
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Is not active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Bank
They're affiliated with a bank that may offer its own financial products and services.
Trust company
They provide trust and estate administration services, typically for separate fees.
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Lawyer
They provide legal services, typically billed separately.
Real estate agent
They facilitate real estate transactions and may earn commissions.
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Series 66
Temecula, CA
Granite Wealth Advisors
Series 63, Series 66
Murrieta, CA
Fireplace Financial Inc
CFP®, Series 66
Temecula, CA
GC Asset Management
Series 63, Series 65
Temecula, CA
Corcoran Wealth Management LLC
Series 66
Murrieta, CA
Athena Wealth Management
Series 63, Series 66
Temecula, CA
Grape Modern Wealth Management
Not sure where to start?
We'll help you think it through – whether you ultimately need an advisor or not.
Warmer provides personalized recommendations and introductions to independent fiduciary advisors. We do not supervise advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.
Each advisor listed on our site is an independent fiduciary responsible for their own advice. Warmer may receive fees from advisors for participation or referrals; these fees are paid by advisors and do not affect the fees clients pay for advisory services.
For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Please review an advisor's Form ADV and do your own diligence before entering into an advisory relationship.
By using our service, you agree to Warmer's Terms of Service and Advisory Agreement and Privacy Policy. Logos provided by Logo.dev
© 2026 Warmer Holdings Inc. ("Warmer")