Yavapai Financial Planning, L.L.C.
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$47,327,107
Total clients
72
19% high-net worth
Total advisors
1
of 1 employees
Firm size
Independent
1 advisor
Average clients per advisor
72
Average account size
$657,321
About
Yavapai Financial Planning, LLC provides fee-only financial planning, investment consultation, retirement-plan advice and customized asset management to individuals, trusts, estates and select institutional clients, including businesses and charitable organizations. The firm reports roughly $47.3 million in client assets managed under non-discretionary account agreements and additionally assists clients with third‑party discretionary managers that oversee further assets.
The investment process is built around asset allocation informed by Modern Portfolio Theory, with explicit use of scenario analysis and stress testing to address tail risk; portfolios are typically implemented using institutional mutual funds and ETFs and documented in an investment policy statement with periodic rebalancing. Direct asset management is delivered on a non‑discretionary basis requiring client approval for trades, while financial planning and investment consultation are offered via hourly or fixed‑fee engagements.
Compared with many independent peers, the firm’s brochure highlights several uncommon features: a primary focus on non‑discretionary accounts, servicing of corporate and charitable organization clients, and the presentation of public educational workshops that are generally pro bono or sponsor‑funded rather than product sales events. The firm also refers clients to third‑party managers and discloses that it receives a portion of the third‑party asset‑based fees for due diligence and selection, a compensation arrangement noted as a potential conflict to consider.
Client services
Expertise
Fee options
Fixed fees ranging from $500 to $15,000 depending on complexity and scope.
$0 - $400,000: 0.95% annually $400,001 - $1,000,000: 0.75% annually $1,000,001 - $3,000,000: 0.50% annually $3,000,001+: 0.35% annually
$250 per hour for financial planning and investment consultation services.
Account minimum: $250,000 Minimum fee: Minimum account fee of $240 per quarter for asset management services. Fee-only: Financial planning and investment consultation services charged hourly at $250/hour; fixed fees range from $500 to $15,000.
Main office location
Yavapai Financial Planning, L.L.C.
1458 West Gurley St
Prescott AZ 86305, United States
Number of offices
1
Most active in
Arizona
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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