Advisor at Yavapai Financial Planning, L.L.C.
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Firm
Yavapai Financial Planning, L.L.C.
Location
Prescott, AZ 86305
Credentials
CFP®, Series 63, Series 65
Industry experience
17 years
Alan Anderson is a CFP® with 17 years of industry experience and is the sole advisor at Yavapai Financial Planning, L.L.C. in Prescott, AZ, where he has worked since 2012. His credentials include Series 63 and Series 65 licenses. Yavapai Financial Planning provides fee-only financial planning, investment consultation, and retirement-plan advice primarily to individual investors, trusts, estates, charitable organizations, and business clients. The firm emphasizes Modern Portfolio Theory, scenario analysis, and stress testing in its investment approach, operating mainly on a non-discretionary basis and offering educational workshops alongside direct asset management and third-party manager referrals.
Based on Yavapai Financial Planning, L.L.C.
Based on Yavapai Financial Planning, L.L.C.
Fixed fees ranging from $500 to $15,000 depending on complexity and scope.
$0 - $400,000: 0.95% annually $400,001 - $1,000,000: 0.75% annually $1,000,001 - $3,000,000: 0.50% annually $3,000,001+: 0.35% annually
$250 per hour for financial planning and investment consultation services.
Account minimum: $250,000 Minimum fee: Minimum account fee of $240 per quarter for asset management services. Fee-only: Financial planning and investment consultation services charged hourly at $250/hour; fixed fees range from $500 to $15,000.
1458 West Gurley St
Prescott, AZ 86305
Arizona
Yavapai Financial Planning, L.L.C.
2012 - Present (14 years)
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Is not active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Bank
They're affiliated with a bank that may offer its own financial products and services.
Trust company
They provide trust and estate administration services, typically for separate fees.
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Lawyer
They provide legal services, typically billed separately.
Real estate agent
They facilitate real estate transactions and may earn commissions.
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Series 63, Series 65
Prescott, AZ
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Montoya Wealth Management
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