A complete list of active advisors currently associated with Wealth Mode

Warmer can help you find a great advisor at Wealth Mode or one who fits your needs even better.

Wealth Mode serves individual and small‑business clients, including individuals with complex employee benefits or business‑owner needs, offering financial planning, investment management and tax return preparation and representation. Like many independent advisers, it provides portfolio management for individuals and uses asset‑based fees alongside fixed‑fee and hourly planning engagements. The firm implements investment programs primarily through third‑party money managers and passive, model‑based portfolios grounded in Modern Portfolio Theory, using formal risk‑profiling questionnaires to establish client allocations. Comprehensive planning clients receive an upfront plan and ongoing monitoring with a schedule of semi‑annual reviews, coordinated implementation and periodic rebalancing or plan updates. Compared with typical solo independent firms, Wealth Mode offers an uncommon mix of public education and outreach—online courses, webinars and in‑person seminars—while also providing fee‑based tax services (including tax return preparation and IRS representation through the firm owner’s Enrolled Agent credential). It also extends into small‑business support (bookkeeping review, payroll coordination, entity setup/maintenance), broadening its service set beyond the standard planning plus AUM management model.

To learn more about the advisors currently working at Wealth Mode, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.