Wealth Mode
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$10,753,138
Clients
95
4% high-net worth
Advisors
1
of 2 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
95
Very HighAverage account size
$113,191
About
Wealth Mode serves individual and high‑net‑worth clients as well as self‑employed business owners, offering comprehensive financial planning, portfolio management through third‑party managers, retirement plan consulting, and tax return preparation. The firm delivers one‑time and ongoing planning engagements and provides investment analysis and implementation support tailored to each client’s circumstances.
Investment implementation is primarily passive and model‑based, grounded in Modern Portfolio Theory, and executed via outside managers and platforms the firm recommends; client risk is assessed using a FinaMetrica/TIFIN profile that the adviser may adjust after discussion. Ongoing clients receive planned touchpoints such as semi‑annual reviews and, for some business owners, expanded services that include bookkeeping and “personal CFO” style financial management.
What is distinctive for a firm of this size is its public education and content business: Wealth Mode creates and sells online courses, hosts webinars, and offers educational seminars and speaking engagements in addition to client work. It also documents niche service offerings such as student‑loan planning and makes cryptocurrency exposure available via spot ETFs on request, features not commonly offered by similarly sized supported advisers.
Client services
Financial planning
Portfolio management
Selection of other advisers
Educational seminars or workshops
Tax return preparation
Expertise
Business sale tax planning
Student loan debt
Cash flow / budgeting
Retirement plans for business owners (SEP, solo 401k)
General estate planning guidance
Occupation focus
Founder/Business Owner
Self-Employed
Fee options
Power Hour Consultation: $350 minimum; Student Loan Plan: $450-$650; One-Time Financial Plan: $1,500 to $7,500; Upfront Financial Plan fee: $1,200 to $15,000
$0 - $100,000: $250 minimum fixed fee per household annually (investment management, if not enrolled in comprehensive planning) $100,000.01+: 0.10% annually (investment management fee for assets over $100,000 if not enrolled in comprehensive planning)
$150 per hour for Custom Consultation financial planning services
Ongoing comprehensive financial planning annual fees ranging from $1,800 to $48,000, paid monthly or quarterly
Minimum fee: $250 minimum annual fee per household for investment management under $100,000 AUM if not enrolled in comprehensive financial planning Fee-only: Financial planning fixed fees from $350 (Power Hour Consultation) to $7,500 (One-Time Financial Plan); hourly rate $150/hour; ongoing comprehensive financial planning annual fees $1,800 to $48,000
Main office location
Wealth Mode
270 S Main St Suite 112, Ofc 5
Bountiful UT 84010, United States
Number of offices
1
Most active in
Wealth Mode has reported serving >5 clients in these states in the last 12 months.
California · Louisiana · Texas · Utah
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Quick links
Advisors at this firm
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