W.A. Griffin Financial Services Inc.
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$14,579,000
Total clients
64
17% high-net worth
Total advisors
1
of 1 employees
Firm size
Independent
1 advisor
Average clients per advisor
64
Average account size
$227,797
About
W.A. Griffin Financial Services Inc. is an independent, state‑registered advisory firm managing roughly $14.6 million and providing discretionary asset management primarily for individual and high‑net‑worth clients. The firm also offers financial planning and periodic reviews that can address estate, tax, retirement, insurance, and college planning topics at no additional charge.
Investment programs are tailored to each client’s objectives, time horizon, and risk tolerance, with the firm documenting client goals and allowing written restrictions on investments. The brochure discloses a broad toolkit for portfolio construction and analysis—fundamental, technical, quantitative and Modern Portfolio Theory—and notes the use of strategies ranging from long‑ and short‑term purchases to trading, options (including covered and uncovered writing), and margin trading.
Notable operational features include the adviser’s licensed insurance activity and disclosure that insurance products may be offered for separate commission compensation, which the firm identifies and manages as a conflict of interest. The brochure also identifies Charles Schwab as the primary custodian (with Lincoln Financial used for annuities), states that proxies are not voted by the firm (clients vote their own proxies), and describes quarterly account reviews and reporting.
Client services
Expertise
Fee options
2.00% annually flat rate on all assets
Main office location
W.A. Griffin Financial Services Inc.
Gainesville GA, United States
Number of offices
1
Most active in
Florida · Georgia · Texas
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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