Advisor at W.A. Griffin Financial Services Inc.
Data sourced from SEC public records (and other sources when available). Some details may be added by the advisor after claiming their profile. Refreshed daily • Updated today.
Firm
W.A. Griffin Financial Services Inc.
Location
Gainesville, GA
Credentials
Series 63, Series 66
Industry experience
25 years
William Griffin is the sole advisor at W.A. Griffin Financial Services Inc. in Gainesville, GA, holding Series 63 and Series 66 licenses with 25 years of industry experience. He has worked at his current firm since 1992, with prior roles at Questar Asset Management and Questar Capital Corporation. Griffin is also a licensed insurance agent who occasionally sells term life insurance and fixed annuities. W.A. Griffin Financial Services Inc. offers discretionary asset management and financial planning primarily to individual and high-net-worth clients, as well as corporate clients through qualified plans and retirement planning. The firm employs a variety of analytic methods and investment strategies, providing ongoing portfolio management and optional comprehensive financial planning reviews.
Based on W.A. Griffin Financial Services Inc.
Based on W.A. Griffin Financial Services Inc.
2.00% annually flat rate on all assets
Gainesville, GA
Florida · Georgia · Texas
W.A. Griffin Financial Services Inc.
2019 - Present (7 years)
Questar Asset Management
2014 - 2017 (3 years)
Questar Capital Corporation
2014 - 2017 (3 years)
W.A. Griffin Financial Services Inc.
1992 - Present (34 years)
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Is not active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Bank
They're affiliated with a bank that may offer its own financial products and services.
Trust company
They provide trust and estate administration services, typically for separate fees.
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Lawyer
They provide legal services, typically billed separately.
Real estate agent
They facilitate real estate transactions and may earn commissions.
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Series 65
Gainesville, GA
Comprehensive Financial Planning Inc
CFP®, Series 63, Series 66
Gainesville, GA
Larsen Wealth Management, LLC
CFP®, Series 63, Series 65
Gainesville, GA
Blossom Balance LLC
Series 63, Series 66
Dawsonville, GA
ReliaStar Capital Management, Inc.
CFP®
Dawsonville, GA
Michael L. Ball, CPA, LLC
Series 66
Gainesville, GA
Capital Investment Partners LLC
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