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Vogel Wealth Management, LLC

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Client assets under management

$4,344,154

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Clients

27

22% high-net worth

Advisors

2

of 2 employees

Firm type

Supported

1-3 advisors or $200M+ in AUM

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Clients per advisor

14

Very Low

Average account size

$160,895

About

Vogel Wealth Management, LLC provides investment advisory services to individuals, high‑net‑worth clients, and corporate or business entities, and also serves as a limited‑scope ERISA 3(21) fiduciary for retirement plans. Its services include non‑discretionary asset management, recommendations and ongoing liaison services for third‑party money managers, and retirement plan investment oversight and participant education.

The firm operates principally on a non‑discretionary basis — the brochure reports $0 in discretionary assets and $5,332,097 in non‑discretionary assets as of December 31, 2025 — and obtains client approval before executing transactions. Investment work draws on fundamental, technical, charting and cyclical analysis, with quarterly account reviews, monitoring for rebalancing and tax‑loss harvesting opportunities, and ongoing oversight of TPMs the firm refers.

VWM’s brochure discloses several features that distinguish it from many peers: it is heavily non‑discretionary, it maintains explicit affiliations with insurance businesses (Vogel Financial Services, LLC and Vogel Group, LLC) with the principal spending approximately 80% of his time on those activities, and it receives referral fees and commissions from third‑party managers and insurance sales. The firm also requires the use of Charles Schwab as custodian and discloses receipt of economic and soft‑dollar benefits from custodians and TPM relationships, items the brochure identifies as potential conflicts of interest.

Client services

Financial planning Portfolio management Pension consulting Selection of other advisers

Expertise

Wealth management Retirement plans for business owners (SEP, solo 401k) Tax-loss harvesting

Fee options

Fixed

$300 flat fee for Client Directed Accounts to GI

Percentage

$0+: 1.00% annually (non-discretionary direct asset management) - negotiable All Assets+: 2.00% total for Strategic Portfolios (1.00% to GI, 1.00% to VWM) All Assets+: 1.80% total for Tactical Portfolios (0.80% to GI, 1.00% to VWM) All Assets+: 1.70% total for Allocation & Defined Outcome Portfolios (0.70% to GI, 1.00% to VWM) All Assets+: 1.00% total for Preservation Portfolios (0.40% to GI, 0.60% to VWM) All Assets+: 1.50% total for Private Wealth Portfolios (0.50% to GI, 1.00% to VWM) All Assets+: $300 flat fee for Client Directed Accounts to GI, $0 to VWM <$250,000 - $250,000: 0.25% GuideMark /,6; 0.45% Proprietary ETF, MF; 0.50% Third-Party ETF, Institutional MF $250,000 - $500,000: 0.15% GuideMark /,6; 0.40% Proprietary ETF, MF; 0.35% Third-Party ETF, Institutional MF $500,000 - $1,000,000: 0.10% GuideMark /,6; 0.35% Proprietary ETF, MF; 0.30% Third-Party ETF, Institutional MF $1,000,000 - $2,000,000: 0.10% GuideMark /,6; 0.30% Proprietary ETF, MF; 0.28% Third-Party ETF, Institutional MF $2,000,000 - $3,000,000: 0.10% GuideMark /,6; 0.20% Proprietary ETF, MF; 0.25% Third-Party ETF, Institutional MF $3,000,000 - $5,000,000: 0.10% GuideMark /,6; 0.20% Proprietary ETF, MF; 0.20% Third-Party ETF, Institutional MF $5,000,000++: 0.10% GuideMark /,6; 0.20% Proprietary ETF, MF; 0.10% Third-Party ETF, Institutional MF <$250,000 - $250,000: 0.00% Guided Income Solutions; 0.25% GPS Fund Strategies; 0.55% Clark FITR; 0.65% GPS Select; 0.65% Custom GPS Select $250,000 - $500,000: 0.00% Guided Income Solutions; 0.15% GPS Fund Strategies; 0.55% Clark FITR; 0.65% GPS Select; 0.65% Custom GPS Select $500,000 - $1,000,000: 0.00% Guided Income Solutions; 0.10% GPS Fund Strategies; 0.50% Clark FITR; 0.60% GPS Select; 0.60% Custom GPS Select $1,000,000 - $2,000,000: 0.00% Guided Income Solutions; 0.10% GPS Fund Strategies; 0.45% Clark FITR; 0.55% GPS Select; 0.55% Custom GPS Select $2,000,000 - $3,000,000: 0.00% Guided Income Solutions; 0.10% GPS Fund Strategies; 0.35% Clark FITR; 0.45% GPS Select; 0.45% Custom GPS Select $3,000,000 - $5,000,000: 0.00% Guided Income Solutions; 0.10% GPS Fund Strategies; 0.30% Clark FITR; 0.40% GPS Select; 0.40% Custom GPS Select $5,000,000++: 0.00% Guided Income Solutions; 0.10% GPS Fund Strategies; 0.25% Clark FITR; 0.35% GPS Select; 0.35% Custom GPS Select <$250,000 - $250,000: 0.65% Parametric Custom Portfolios; 1.00% CIBC Custom Portfolios; 1.05% Custom 8; 0.50% City National Rochdale $250,000 - $500,000: 0.65% Parametric Custom Portfolios; 1.00% CIBC Custom Portfolios; 1.05% Custom 8; 0.35% City National Rochdale $500,000 - $1,000,000: 0.65% Parametric Custom Portfolios; 1.00% CIBC Custom Portfolios; 0.99% Custom 8; 0.30% City National Rochdale $1,000,000 - $2,000,000: 0.60% Parametric Custom Portfolios; 0.95% CIBC Custom Portfolios; 0.94% Custom 8; 0.28% City National Rochdale $2,000,000 - $3,000,000: 0.60% Parametric Custom Portfolios; 0.95% CIBC Custom Portfolios; 0.90% Custom 8; 0.25% City National Rochdale $3,000,000 - $5,000,000: 0.60% Parametric Custom Portfolios; 0.90% CIBC Custom Portfolios; 0.85% Custom 8; 0.20% City National Rochdale $5,000,000++: 0.50% Parametric Custom Portfolios; 0.80% CIBC Custom Portfolios; 0.75% Custom 8; 0.10% City National Rochdale <$250,000 - $250,000: 0.70% Separately Managed Accounts $250,000 - $500,000: 0.70% Separately Managed Accounts $500,000 - $1,000,000: 0.67% Separately Managed Accounts $1,000,000 - $2,000,000: 0.64% Separately Managed Accounts $2,000,000 - $3,000,000: 0.60% Separately Managed Accounts $3,000,000 - $5,000,000: 0.55% Separately Managed Accounts $5,000,000++: 0.50% Separately Managed Accounts <$250,000 - $250,000: 0.31% Individually Managed Accounts - Third-Party Laddered Fixed Income; 0.20-0.30% Proprietary Active Fixed Income $250,000 - $500,000: 0.31% Individually Managed Accounts - Third-Party Laddered Fixed Income; 0.20-0.30% Proprietary Active Fixed Income $500,000 - $1,000,000: 0.31% Individually Managed Accounts - Third-Party Laddered Fixed Income; 0.25-0.30% Proprietary Active Fixed Income $1,000,000 - $2,000,000: 0.26% Individually Managed Accounts - Third-Party Laddered Fixed Income; 0.15-0.20% Proprietary Active Fixed Income $2,000,000 - $3,000,000: 0.26% Individually Managed Accounts - Third-Party Laddered Fixed Income; 0.15-0.20% Proprietary Active Fixed Income $3,000,000 - $5,000,000: 0.26% Individually Managed Accounts - Third-Party Laddered Fixed Income; 0.15-0.20% Proprietary Active Fixed Income $5,000,000++: 0.26% Individually Managed Accounts - Third-Party Laddered Fixed Income; 0.15-0.20% Proprietary Active Fixed Income <$250,000 - $250,000: 0.75% Preservation GMS/PMP; 1.00% Savos US Risk Controlled Portfolios; 0.90% Personal Portfolios; 0.75% General Securities or Custodial Sweep $250,000 - $500,000: 0.50% Preservation GMS/PMP; 0.80% Savos US Risk Controlled Portfolios; 0.75% Personal Portfolios; 0.75% General Securities or Custodial Sweep $500,000 - $1,000,000: 0.50% Preservation GMS/PMP; 0.75% Savos US Risk Controlled Portfolios; 0.70% Personal Portfolios; 0.75% General Securities or Custodial Sweep $1,000,000 - $2,000,000: 0.45% Preservation GMS/PMP; 0.70% Savos US Risk Controlled Portfolios; 0.65% Personal Portfolios; 0.70% General Securities or Custodial Sweep $2,000,000 - $3,000,000: 0.45% Preservation GMS/PMP; 0.70% Savos US Risk Controlled Portfolios; 0.65% Personal Portfolios; 0.70% General Securities or Custodial Sweep $3,000,000 - $5,000,000: 0.40% Preservation GMS/PMP; 0.70% Savos US Risk Controlled Portfolios; 0.65% Personal Portfolios; 0.70% General Securities or Custodial Sweep $5,000,000++: 0.30% Preservation GMS/PMP; 0.60% Savos US Risk Controlled Portfolios; 0.55% Personal Portfolios; 0.60% General Securities or Custodial Sweep <$250,000 - $250,000: 0.00% Administrative Accounts / Individual Third-Party Mutual Funds $250,000 - $500,000: 0.00% Administrative Accounts / Individual Third-Party Mutual Funds $500,000 - $1,000,000: 0.00% Administrative Accounts / Individual Third-Party Mutual Funds $1,000,000 - $2,000,000: 0.00% Administrative Accounts / Individual Third-Party Mutual Funds $2,000,000 - $3,000,000: 0.00% Administrative Accounts / Individual Third-Party Mutual Funds $3,000,000 - $5,000,000: 0.00% Administrative Accounts / Individual Third-Party Mutual Funds $5,000,000++: 0.00% Administrative Accounts / Individual Third-Party Mutual Funds <$250,000 - $250,000: 0.25% Individual Mutual Funds $250,000 - $500,000: 0.15% Individual Mutual Funds $500,000 - $1,000,000: 0.10% Individual Mutual Funds $1,000,000++: 0.10% Individual Mutual Funds

Other

Fee-only: 1.00% annually for direct asset management (negotiable), various tiered fees for third party managers and portfolios as described; no commissions

Main office location

Vogel Wealth Management, LLC

11330 Q Street, Suite 213

Omaha NE 68137, United States

Number of offices

1

Most active in

More info

Nebraska

Disclosures

More info

Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.

Business activities & affiliations

More info

Forms ADV

Form ADV Part 2: Client Brochure

Quick links

Website 402-597-2304

Advisors at this firm

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user avatar

Phillip V

ChFC®, Series 63, Series 66

Omaha, NE

Vogel Wealth Management, LLC

Phillip Vogel is a financial advisor at Vogel Wealth Management, LLC with 40 years of industry experience. He holds the ChFC® designation along with Series 63 and Series 66 licenses. Prior to joining Vogel Wealth Management in 2023, he worked at KCD Financial, Inc. for 16 years. He is a member of the board of directors at 12 Step House, Inc., a nonprofit organization supporting individuals with addiction experiences. Vogel Wealth Management, LLC provides investment advisory services primarily on a non-discretionary basis to individuals, high-net-worth clients, and corporate entities. The firm offers asset management, third-party money manager recommendations, and retirement plan oversight, using fundamental, technical, charting, and cyclical analysis with quarterly reviews and ongoing monitoring.

Wealth management Retirement plans for business owners (SEP, solo 401k) Tax-loss harvesting
user avatar

Michael L

Series 65

Omaha, NE

Vogel Wealth Management, LLC

Michael Lemon is a financial advisor at Vogel Wealth Management, LLC with one year of industry experience. He holds a Series 65 credential and previously worked at Kathol PC CPAs & Advisors and KPMG US. Outside of his advisory role, he is also active as an insurance agent through his sole proprietorship. Vogel Wealth Management provides non-discretionary investment advisory services to individuals, high-net-worth clients, and corporate entities, including retirement plan fiduciary oversight. The firm emphasizes client approval on transactions and employs a combination of fundamental, technical, charting, and cyclical analysis in its investment approach.

Wealth management Retirement plans for business owners (SEP, solo 401k) Tax-loss harvesting
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