Advisor at Vogel Wealth Management, LLC
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Location
Omaha, NE 68137
Credentials
ChFC®, Series 63, Series 66
Industry experience
40 years
Phillip Vogel is a financial advisor at Vogel Wealth Management, LLC with 40 years of industry experience. He holds the ChFC® designation along with Series 63 and Series 66 licenses. Prior to joining Vogel Wealth Management in 2023, he worked at KCD Financial, Inc. for 16 years. He is a member of the board of directors at 12 Step House, Inc., a nonprofit organization supporting individuals with addiction experiences. Vogel Wealth Management, LLC provides investment advisory services primarily on a non-discretionary basis to individuals, high-net-worth clients, and corporate entities. The firm offers asset management, third-party money manager recommendations, and retirement plan oversight, using fundamental, technical, charting, and cyclical analysis with quarterly reviews and ongoing monitoring.
Based on Vogel Wealth Management, LLC
Based on Vogel Wealth Management, LLC
$300 flat fee for Client Directed Accounts to GI
$0+: 1.00% annually (non-discretionary direct asset management) - negotiable All Assets+: 2.00% total for Strategic Portfolios (1.00% to GI, 1.00% to VWM) All Assets+: 1.80% total for Tactical Portfolios (0.80% to GI, 1.00% to VWM) All Assets+: 1.70% total for Allocation & Defined Outcome Portfolios (0.70% to GI, 1.00% to VWM) All Assets+: 1.00% total for Preservation Portfolios (0.40% to GI, 0.60% to VWM) All Assets+: 1.50% total for Private Wealth Portfolios (0.50% to GI, 1.00% to VWM) All Assets+: $300 flat fee for Client Directed Accounts to GI, $0 to VWM <$250,000 - $250,000: 0.25% GuideMark /,6; 0.45% Proprietary ETF, MF; 0.50% Third-Party ETF, Institutional MF $250,000 - $500,000: 0.15% GuideMark /,6; 0.40% Proprietary ETF, MF; 0.35% Third-Party ETF, Institutional MF $500,000 - $1,000,000: 0.10% GuideMark /,6; 0.35% Proprietary ETF, MF; 0.30% Third-Party ETF, Institutional MF $1,000,000 - $2,000,000: 0.10% GuideMark /,6; 0.30% Proprietary ETF, MF; 0.28% Third-Party ETF, Institutional MF $2,000,000 - $3,000,000: 0.10% GuideMark /,6; 0.20% Proprietary ETF, MF; 0.25% Third-Party ETF, Institutional MF $3,000,000 - $5,000,000: 0.10% GuideMark /,6; 0.20% Proprietary ETF, MF; 0.20% Third-Party ETF, Institutional MF $5,000,000++: 0.10% GuideMark /,6; 0.20% Proprietary ETF, MF; 0.10% Third-Party ETF, Institutional MF <$250,000 - $250,000: 0.00% Guided Income Solutions; 0.25% GPS Fund Strategies; 0.55% Clark FITR; 0.65% GPS Select; 0.65% Custom GPS Select $250,000 - $500,000: 0.00% Guided Income Solutions; 0.15% GPS Fund Strategies; 0.55% Clark FITR; 0.65% GPS Select; 0.65% Custom GPS Select $500,000 - $1,000,000: 0.00% Guided Income Solutions; 0.10% GPS Fund Strategies; 0.50% Clark FITR; 0.60% GPS Select; 0.60% Custom GPS Select $1,000,000 - $2,000,000: 0.00% Guided Income Solutions; 0.10% GPS Fund Strategies; 0.45% Clark FITR; 0.55% GPS Select; 0.55% Custom GPS Select $2,000,000 - $3,000,000: 0.00% Guided Income Solutions; 0.10% GPS Fund Strategies; 0.35% Clark FITR; 0.45% GPS Select; 0.45% Custom GPS Select $3,000,000 - $5,000,000: 0.00% Guided Income Solutions; 0.10% GPS Fund Strategies; 0.30% Clark FITR; 0.40% GPS Select; 0.40% Custom GPS Select $5,000,000++: 0.00% Guided Income Solutions; 0.10% GPS Fund Strategies; 0.25% Clark FITR; 0.35% GPS Select; 0.35% Custom GPS Select <$250,000 - $250,000: 0.65% Parametric Custom Portfolios; 1.00% CIBC Custom Portfolios; 1.05% Custom 8; 0.50% City National Rochdale $250,000 - $500,000: 0.65% Parametric Custom Portfolios; 1.00% CIBC Custom Portfolios; 1.05% Custom 8; 0.35% City National Rochdale $500,000 - $1,000,000: 0.65% Parametric Custom Portfolios; 1.00% CIBC Custom Portfolios; 0.99% Custom 8; 0.30% City National Rochdale $1,000,000 - $2,000,000: 0.60% Parametric Custom Portfolios; 0.95% CIBC Custom Portfolios; 0.94% Custom 8; 0.28% City National Rochdale $2,000,000 - $3,000,000: 0.60% Parametric Custom Portfolios; 0.95% CIBC Custom Portfolios; 0.90% Custom 8; 0.25% City National Rochdale $3,000,000 - $5,000,000: 0.60% Parametric Custom Portfolios; 0.90% CIBC Custom Portfolios; 0.85% Custom 8; 0.20% City National Rochdale $5,000,000++: 0.50% Parametric Custom Portfolios; 0.80% CIBC Custom Portfolios; 0.75% Custom 8; 0.10% City National Rochdale <$250,000 - $250,000: 0.70% Separately Managed Accounts $250,000 - $500,000: 0.70% Separately Managed Accounts $500,000 - $1,000,000: 0.67% Separately Managed Accounts $1,000,000 - $2,000,000: 0.64% Separately Managed Accounts $2,000,000 - $3,000,000: 0.60% Separately Managed Accounts $3,000,000 - $5,000,000: 0.55% Separately Managed Accounts $5,000,000++: 0.50% Separately Managed Accounts <$250,000 - $250,000: 0.31% Individually Managed Accounts - Third-Party Laddered Fixed Income; 0.20-0.30% Proprietary Active Fixed Income $250,000 - $500,000: 0.31% Individually Managed Accounts - Third-Party Laddered Fixed Income; 0.20-0.30% Proprietary Active Fixed Income $500,000 - $1,000,000: 0.31% Individually Managed Accounts - Third-Party Laddered Fixed Income; 0.25-0.30% Proprietary Active Fixed Income $1,000,000 - $2,000,000: 0.26% Individually Managed Accounts - Third-Party Laddered Fixed Income; 0.15-0.20% Proprietary Active Fixed Income $2,000,000 - $3,000,000: 0.26% Individually Managed Accounts - Third-Party Laddered Fixed Income; 0.15-0.20% Proprietary Active Fixed Income $3,000,000 - $5,000,000: 0.26% Individually Managed Accounts - Third-Party Laddered Fixed Income; 0.15-0.20% Proprietary Active Fixed Income $5,000,000++: 0.26% Individually Managed Accounts - Third-Party Laddered Fixed Income; 0.15-0.20% Proprietary Active Fixed Income <$250,000 - $250,000: 0.75% Preservation GMS/PMP; 1.00% Savos US Risk Controlled Portfolios; 0.90% Personal Portfolios; 0.75% General Securities or Custodial Sweep $250,000 - $500,000: 0.50% Preservation GMS/PMP; 0.80% Savos US Risk Controlled Portfolios; 0.75% Personal Portfolios; 0.75% General Securities or Custodial Sweep $500,000 - $1,000,000: 0.50% Preservation GMS/PMP; 0.75% Savos US Risk Controlled Portfolios; 0.70% Personal Portfolios; 0.75% General Securities or Custodial Sweep $1,000,000 - $2,000,000: 0.45% Preservation GMS/PMP; 0.70% Savos US Risk Controlled Portfolios; 0.65% Personal Portfolios; 0.70% General Securities or Custodial Sweep $2,000,000 - $3,000,000: 0.45% Preservation GMS/PMP; 0.70% Savos US Risk Controlled Portfolios; 0.65% Personal Portfolios; 0.70% General Securities or Custodial Sweep $3,000,000 - $5,000,000: 0.40% Preservation GMS/PMP; 0.70% Savos US Risk Controlled Portfolios; 0.65% Personal Portfolios; 0.70% General Securities or Custodial Sweep $5,000,000++: 0.30% Preservation GMS/PMP; 0.60% Savos US Risk Controlled Portfolios; 0.55% Personal Portfolios; 0.60% General Securities or Custodial Sweep <$250,000 - $250,000: 0.00% Administrative Accounts / Individual Third-Party Mutual Funds $250,000 - $500,000: 0.00% Administrative Accounts / Individual Third-Party Mutual Funds $500,000 - $1,000,000: 0.00% Administrative Accounts / Individual Third-Party Mutual Funds $1,000,000 - $2,000,000: 0.00% Administrative Accounts / Individual Third-Party Mutual Funds $2,000,000 - $3,000,000: 0.00% Administrative Accounts / Individual Third-Party Mutual Funds $3,000,000 - $5,000,000: 0.00% Administrative Accounts / Individual Third-Party Mutual Funds $5,000,000++: 0.00% Administrative Accounts / Individual Third-Party Mutual Funds <$250,000 - $250,000: 0.25% Individual Mutual Funds $250,000 - $500,000: 0.15% Individual Mutual Funds $500,000 - $1,000,000: 0.10% Individual Mutual Funds $1,000,000++: 0.10% Individual Mutual Funds
Fee-only: 1.00% annually for direct asset management (negotiable), various tiered fees for third party managers and portfolios as described; no commissions
11330 Q Street, Suite 213
Omaha, NE 68137
Nebraska
Vogel Wealth Management, LLC
2023 - Present (3 years)
KCD Financial, Inc.
2007 - 2023 (16 years)
Vofel Group, LLC
2002 - Present (24 years)
Vogel Financial Serv. LLC
1996 - Present (30 years)
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