Vision Financial Services LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$34,428,872
Clients
84
15% high-net worth
Advisors
1
of 2 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
84
Very HighAverage account size
$409,868
About
Vision Financial Services LLC advises individuals (including high-net-worth clients), small businesses, pension and profit-sharing plans, and other entities on portfolio management and financial planning. Its services include fee-based managed money programs using third‑party money managers, ETF/mutual fund/stock portfolio oversight, and hourly or fixed‑fee financial consultation.
The firm typically uses a manager/consultant model and tailors portfolios to client profiles and risk tolerances, citing modern portfolio theory as a guiding framework; ETF and mutual fund strategies are common and many accounts are reviewed quarterly with more frequent monitoring as needed. Although the firm recommends and may hire third‑party managers who have discretionary trading authority, most client accounts are managed on a non‑discretionary basis, requiring client approval before transactions are executed.
Noteworthy for a small, supported advisory firm, Vision sponsors a wrap fee program and reports a predominance of non‑discretionary assets (about $34.4 million reported in its brochure), a combination that is uncommon among peers. The firm also conducts limited insurance sales and receives residuals from previous annuity business, and it discloses referral and compensation arrangements with selected third‑party registered investment advisors.
Client services
Financial planning
Portfolio management
Selection of other advisers
Financial consultations
Expertise
Wealth management
Passive / index investing
Occupation focus
Retired
Founder/Business Owner
Fee options
Negotiated fixed fee for Financial Consultation/Planning services
$0+: up to 2.0% annually for Wrap Fee and ETF/Mutual Fund/Stock Accounts $0+: up to 1.0% annually for Passive ETF Investments only
$300 per hour for Financial Consultation/Planning services
Account minimum: $100,000 with a $50,000 initial investment Fee-only: Financial Consultation/Planning services at $300 per hour or negotiated fixed fee
Main office location
Vision Financial Services LLC
Grafton WI, United States
Number of offices
1
Most active in
Vision Financial Services LLC has reported serving >5 clients in these states in the last 12 months.
Texas · Wisconsin
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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