TRI-AD Capital Management I, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$618,950,543
Total clients
15
0% high-net worth
Total advisors
2
of 1 employees
Firm size
Team
4-10 advisors or $500M+ in AUM
Average clients per advisor
8
Average account size
$41,263,370
About
TRI-AD Capital Management I, LLC provides fee-only investment advisory and retirement plan consulting services primarily to plan sponsors and institutional retirement plans, and also supports employer-sponsored Health Savings Account (HSA) products and the SnapIRA retail IRA product. The firm does not act as custodian and delivers plan-level investment selection, monitoring, participant education support, and product-level investment management for TRI-AD Actuaries’ HSA offering.
TCMI’s reported assets are largely managed on a non‑discretionary basis — the brochure states approximately $618,950,543 of non‑discretionary assets under management — and investment decisions are documented in Investment Policy Statements with periodic reviews at least annually. For certain retirement plans TCMI serves as a limited‑scope 3(21) fiduciary and has contracted with LeafHouse to provide 3(38) discretionary investment manager services; its SnapIRA uses DFA model portfolios managed by Statherós Financial Solutions, with the adviser generally exercising only periodic rebalancing authority.
The firm is wholly owned by Navia Benefit Solutions and affiliated with TRI-AD Actuaries, LLC, an arrangement that links investment advice to a pension consultant and is relatively uncommon for firms in its peer group. TCMI also has a small client base (15 clients) and a high level of AUM per advisor (over $200 million per advisor given two advisers), and it focuses on plan‑ and product‑level relationships rather than individual high‑net‑worth or retail client relationships.
Client services
Expertise
Occupation focus
Fee options
Non-Fiduciary RIA Model flat fee of $1,500; minimum fees for retirement plan advisory clients ($5,000 or $7,500 depending on service)
$0 - $500,000: 0.6% annually (SnapIRA) $500,000+: 0.4% annually (SnapIRA)
Minimum fee: $5,000 minimum for 3(21)(a) Advisory Clients; $7,500 minimum for 3(38) Advisory Clients; negotiable in some cases Fee-only: Fee-only investment management firm, no commissions on advisory services
Main office location
TRI-AD Capital Management I, LLC
221 W. Crest St., Ste. 300
Escondido CA 92025, United States
Number of offices
2
Most active in
Arizona · California · Texas
Disclosures
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Business activities & affiliations
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