Advisor at TRI-AD Capital Management I, LLC
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Firm
TRI-AD Capital Management I, LLC
Location
Escondido, CA 92025
Credentials
Series 65
Industry experience
14 years
Jennifer Thomas is a financial advisor at TRI-AD Capital Management I, LLC with 14 years of industry experience. She holds a Series 65 designation and has worked at TRI-AD Capital Management entities since 2004. TRI-AD Capital Management I, LLC provides investment advisory and plan-level consulting services primarily to retirement plan sponsors, plan programs, and pooled products. The firm offers 401(k) plan advisory, Health Savings Account product-level oversight, and SnapIRA model portfolios, with a focus on non-discretionary advisory services.
Based on TRI-AD Capital Management I, LLC
Non-Fiduciary RIA Model flat fee of $1,500; minimum fees for retirement plan advisory clients ($5,000 or $7,500 depending on service)
$0 - $500,000: 0.6% annually (SnapIRA) $500,000+: 0.4% annually (SnapIRA)
Minimum fee: $5,000 minimum for 3(21)(a) Advisory Clients; $7,500 minimum for 3(38) Advisory Clients; negotiable in some cases Fee-only: Fee-only investment management firm, no commissions on advisory services
221 W. Crest St., Ste. 300
Escondido, CA 92025
Arizona · California
TRI-AD Capital Management I, LLC
2023 - Present (3 years)
Tri-Ad Capital Management, Inc.
2004 - 2023 (19 years)
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Is active or affiliated with:
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Is not active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Bank
They're affiliated with a bank that may offer its own financial products and services.
Trust company
They provide trust and estate administration services, typically for separate fees.
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Lawyer
They provide legal services, typically billed separately.
Real estate agent
They facilitate real estate transactions and may earn commissions.
Series 65
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Pearson, Frederick, Norman Jr.
CFP®
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WHY JERRY CHOSE TO BE A FINANCIAL PLANNER: His lack of financial literacy was not by choice. It was because personal finance was not taught in school or in his community. As a first-generation wealth builder, Jerry's money journey has been shaped by a profound understanding of both cultural and financial expectations. His experiences have uniquely positioned him to empathize with the challenges faced by first-generation families, inspiring a distinctive approach to financial guidance. His moment of profound solitude occurred during his transition from the Marine Corps back to civilian life. In uniform, Jerry felt in control, with camaraderie, financial stability, and a consistent salary. However, the day he left, all that stability vanished giving way to a cascade of emotions - depression, anxiety, and fear. Jerry, who had grown up facing financial hardships, relying on food stamps, and public aid, knew it was time to stop merely talking about wanting to build wealth and start acting. The realization struck deep: He needed to make a difference not just for himself, but for others facing similar issues. Motivated by a desire to help his family and friends, Jerry decided to be the guide he wished he'd had. He obtained his license, college degree, and joined a firm not only to enhance his life but the lives of other 1st-time wealth builders. After a few years of helping high net worth individuals grow their assets, Jerry felt the firm wasn't built to help families like his. In 2024, Jerry took the leap and launched Confianza Wealth Management as a guide for aspiring wealth builders. Jerry is on a mission to empower 1st-time wealth building families. Jerry wants to bridge the financial planning accessibility gap by helping these millennial families take control of their financial futures.
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