TradeWinds, LLC

Stephen Ross is a financial advisor at TradeWinds, LLC in Raleigh, NC, holding Series 63 and Series 65 designations with 43 years of industry experience. His prior roles include positions at Wells Fargo Clearing Services, LLC and Wells Fargo Advisors LLC. TradeWinds primarily serves individual investors, including high net worth clients, as well as small businesses and corporations, offering discretionary wealth management, financial planning, and portfolio management services. The firm employs a multi-advisor team and constructs custom strategies using a blend of equities, mutual funds, ETFs, and various analytical approaches, managing accounts mostly on a discretionary basis.

Tracey Nobles is a financial advisor with TradeWinds, LLC, holding Series 63 and Series 65 licenses and bringing 26 years of industry experience. Her prior roles include positions at Wells Fargo Advisors LLC and Wells Fargo Clearing Services, LLC. TradeWinds primarily serves individual investors, including high net worth clients, as well as small businesses and corporations, providing discretionary wealth management, financial planning, and portfolio management services. The firm employs a multi-advisor team and constructs custom strategies using equities, mutual funds, and ETFs, combining various analytical approaches while generally managing accounts on a discretionary basis.

Todd Shand is a financial advisor at TradeWinds, LLC in Raleigh, NC, holding a Series 66 designation with 25 years of industry experience. His prior roles include positions at Wells Fargo Advisors LLC and Wells Fargo Clearing Services, LLC. He is also the owner of Shand Wealth Management LLC, an investment-related registered investment adviser. TradeWinds primarily serves individual investors, including high net worth clients, as well as small businesses and corporations, offering discretionary wealth management, financial planning, and portfolio management services. The firm employs a multi-advisor team approach and constructs custom strategies using a combination of equities, mutual funds, ETFs, and various analytical methods.

Miller Hoffman is a CFP® and holds a Series 66 license, with six years of industry experience. He has worked at TradeWinds, LLC since 2022, following roles at The Vanguard Group, Inc., the Federal Deposit Insurance Corporation, and Wells Fargo Advisors. TradeWinds, LLC serves individual investors, including high net worth clients, as well as small businesses and corporations, providing discretionary wealth management, financial planning, and portfolio management services. The firm employs a multi-advisor team and constructs custom investment strategies that incorporate equities, mutual funds, ETFs, and combines fundamental, technical, cyclical, and modern portfolio theory analyses.

Emma Schneider is a financial advisor at TradeWinds, LLC in Raleigh, NC, holding a Series 66 designation with one year of industry experience. Prior to joining TradeWinds, she worked at Morgan Stanley and has experience in education with Wake County Public Schools. TradeWinds primarily serves individual investors, including high net worth clients, as well as small businesses and corporations, providing discretionary wealth management, financial planning, and portfolio management services through a multi-advisor team. The firm uses custom strategies combining equities, mutual funds, and ETFs, applying various analytical methods while generally managing accounts on a discretionary basis.

Timothy Whitney is a CFP® with 23 years of industry experience, currently serving as a financial advisor at TradeWinds, LLC since 2022. He previously worked at Wells Fargo Clearing Services, LLC and Wells Fargo Advisors LLC. Outside of advising, Whitney is a finance committee chair for the WakeMed Foundation and lectures on financial fraud and manipulation. He is also the author of a book titled *To End All Series - I, Lucifer*. TradeWinds primarily serves individual investors, including high net worth clients, as well as small businesses and corporations, offering discretionary wealth management, financial planning, and portfolio management services. The firm employs custom strategies combining equities, mutual funds, and ETFs, using a mix of fundamental, technical, cyclical, and modern portfolio theory analyses.

Stephanie Williams is a CFP® with 19 years of industry experience. She is currently with TradeWinds, LLC, where she has worked since 2021. Prior to that, she held positions at Wells Fargo Clearing and Wells Fargo Advisors LLC. TradeWinds primarily serves individual investors, including high net worth clients, as well as small businesses and corporations, offering discretionary wealth management, financial planning, and portfolio management services. The firm uses custom strategies combining equities, mutual funds, and ETFs, and applies various analytical approaches while generally managing accounts on a discretionary basis.

James Bowie is a financial advisor with TradeWinds, LLC in Raleigh, NC, holding Series 63 and Series 66 licenses and having two years of industry experience. His prior roles include positions at Fidelity Investments and Captrust. Bowie has also been involved with youth organizations such as Raleigh Younglife and Wake County YoungLife. TradeWinds primarily serves individual investors, high net worth clients, small businesses, and corporations, providing discretionary wealth management, financial planning, and portfolio management. The firm employs a multi-advisor team approach and constructs custom strategies combining equities, mutual funds, and ETFs using a variety of analytical methods.

Martin Boney is a financial advisor at TradeWinds, LLC with 34 years of industry experience. He holds Series 63 and Series 65 designations and has previously worked at Wells Fargo Advisors and Wells Fargo Clearing. Outside of his advisory role, he is involved with the Mary Lynn Richardson Fund, a private family foundation, and serves as a director for the Richardson Corporation family trust company. TradeWinds primarily serves individual investors, including high net worth clients, as well as small businesses and corporations, offering discretionary wealth management, financial planning, and portfolio management services. The firm employs a multi-advisor team approach and constructs custom strategies that combine various investment analyses while generally managing accounts on a discretionary basis.

Ralston Turner is a financial advisor at TradeWinds, LLC in Raleigh, NC, holding a Series 66 designation with seven years of industry experience. Prior to joining TradeWinds in 2026, he worked at Morgan Stanley Private Bank, Morgan Stanley Smith Barney, Bank of America, and Merrill. Outside of his advisory role, he is a sole proprietor of a real estate business. TradeWinds primarily serves individual investors, including high net worth clients, as well as small businesses and corporations, offering discretionary wealth management, financial planning, and portfolio management services. The firm employs custom investment strategies that combine equities, mutual funds, and ETFs using a mix of fundamental, technical, cyclical, and modern portfolio theory analyses.