Ralston Turner
Advisor at TradeWinds, LLC
Data sourced from SEC public records (and other sources when available). Some details may be added by the advisor after claiming their profile. Refreshed daily • Updated today.
Advisor at TradeWinds, LLC
Data sourced from SEC public records (and other sources when available). Some details may be added by the advisor after claiming their profile. Refreshed daily • Updated today.
Location
Raleigh, NC 27612
Credentials
Series 66
Industry experience
7 years
Ralston Turner is a financial advisor at TradeWinds, LLC in Raleigh, NC, holding a Series 66 designation with seven years of industry experience. Prior to joining TradeWinds in 2026, he worked at Morgan Stanley Private Bank, Morgan Stanley Smith Barney, Bank of America, and Merrill. Outside of his advisory role, he is a sole proprietor of a real estate business. TradeWinds primarily serves individual investors, including high net worth clients, as well as small businesses and corporations, offering discretionary wealth management, financial planning, and portfolio management services. The firm employs custom investment strategies that combine equities, mutual funds, and ETFs using a mix of fundamental, technical, cyclical, and modern portfolio theory analyses.
Based on TradeWinds, LLC
Fixed fees for financial planning services, typically waived for Wealth Management clients
$0 - $50,000: 2.25% $50,001 - $3,000,000: 1.75% $3,000,001 - $10,000,000: 1.25% More than $10 million+: Negotiable
Financial planning fees can be billed hourly when not included in asset management
Fee-only: Fee-only basis; no commissions received by firm
4600 Marriott Dr., Suite 200
Raleigh, NC 27612
North Carolina
TradeWinds
2026 - Present (1 year)
Morgan Stanley Private Bank, N.A.
2020 - 2026 (6 years)
Morgan Stanley Smith Barney LLC
2020 - 2026 (6 years)
Bank of America, N.A.
2018 - 2020 (2 years)
Merrill Lynch, Pierce, Fenner & Smith Incorporated
2017 - 2020 (3 years)
Unemployed
2017 - 2017 (1 year)
Greensboro Swarm
2016 - 2017 (1 year)
Tryon Title Agency LLC
2016 - 2016 (1 year)
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Is not active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Bank
They're affiliated with a bank that may offer its own financial products and services.
Trust company
They provide trust and estate administration services, typically for separate fees.
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Lawyer
They provide legal services, typically billed separately.
Real estate agent
They facilitate real estate transactions and may earn commissions.
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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