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TM Wealth Management, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$360,489
Total clients
18
0% high-net worth
Total advisors
1
of 1 employees
Firm size
Independent
1 advisor
Average clients per advisor
18
Average account size
$20,027
About
TM Wealth Management provides discretionary investment management to individuals and high-net-worth clients, advising across equities, bonds, U.S. Treasuries and options. The firm’s advisory agreements establish ongoing portfolio management tailored to each client’s objectives, risk tolerance and any reasonable investment restrictions.
The firm combines fundamental and technical analysis with backtested, systematic trading approaches and position-sizing rules to manage risk and diversify across asset classes. Its stated strategies include option-based income and spread trades, periodic hedges using long puts on inverse leveraged ETFs, and a phased deployment of capital guided by both fundamental and technical signals.
Noteworthy for a newly established adviser with roughly $360,000 in assets under management and a small client base, the firm’s reported client mix includes several institutional and organizational types—such as a sovereign wealth fund, banking and insurance entities, state or municipal clients, corporate and pension or profit-sharing plans, other investment advisers, and charitable organizations—which is uncommon for firms of this size. The firm also discloses an outside business activity in which the principal provides business-advice to a digital content company on a part-time basis.
Client services
Portfolio management
Expertise
Options & derivatives strategies
Active portfolio management
Fee options
2.00% annually, taken quarterly in arrears
Account minimum: $20,000
Main office location
TM Wealth Management, LLC
Murrieta CA, United States
Number of offices
1
Most active in
TM Wealth Management, LLC has reported serving >5 clients in these states in the last 12 months.
California
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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