The Pinnacle Financial Group logo

The Pinnacle Financial Group

Updated today

Total assets under management

$1,383,850,000

Total clients

3,150

40% high-net worth

Total advisors

39

of 54 employees

Firm size

Multi Team

Average clients per advisor

81

Average account size

$439,317

About

The Pinnacle Financial Group provides discretionary portfolio management, financial planning, pension consulting (including ongoing consulting to 401(k) and other employee benefit plans), and may direct clients to third‑party money managers. Its client base, as described in the brochure, includes individuals (including high‑net‑worth clients), trusts, estates, charitable organizations, pension and profit‑sharing plans, and corporations or business entities.

The firm documents client objectives and constraints in an Investment Policy Statement and applies fundamental analysis alongside both long‑term and short‑term trading strategies, with accounts generally managed on a discretionary basis and subject to regular portfolio monitoring. TPFG typically implements portfolios using mutual funds, equities, bonds, ETFs, REITs, insurance products and options, and may use alternative and structured investments where appropriate.

TPFG discloses that several of its investment adviser representatives are dually registered as registered representatives of LPL Financial, and the brochure describes platform benefits, transition assistance and related conflicts of interest as well as limits LPL may place on recommended securities. The firm also notes arrangements that are less common among peers — including serving business development company and other business‑entity clients and participating in wrap programs and fee‑sharing arrangements with third‑party managers — all of which are addressed in its regulatory disclosures.

Client services

Financial planning Portfolio management Pension consulting Selection of other advisers

Expertise

Retirement plans for business owners (SEP, solo 401k) Annuities Options & derivatives strategies Real estate investing

Fee options

Fixed

Financial planning fixed fees ranging from $1,500 to $10,000

Percentage

0.0% to 2.50% (negotiable, varies based on assets and other considerations)

Commissions

Certain representatives earn commissions as registered representatives of LPL Financial for securities and insurance product sales; no commissions earned on advisory accounts

Other

Fee-only: Financial planning fixed fees ranging from $1,500 to $10,000, negotiable at discretion of TPFG

Main office location

The Pinnacle Financial Group

9 South Long Beach Road

Rockville Centre NY 11570, United States

Number of offices

7

Most active in

Arizona · California · Colorado · Connecticut · Delaware · Florida · Georgia · Illinois · Indiana · Iowa · Maine · Maryland · Massachusetts · Michigan · Nevada · New Jersey · New York · North Carolina · Oregon · Pennsylvania · South Carolina · Tennessee · Texas · Virginia · Washington

Disclosures

Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.

Business activities & affiliations

Advisors at this firm

user avatar

Paul K

Series 63, Series 65

Rockville Centre, NY

The Pinnacle Financial Group

Retirement plans for business owners (SEP, solo 401k) Annuities Options & derivatives strategies Real estate investing
user avatar

Thomas M

Series 66

Rockville Centre, NY

The Pinnacle Financial Group

Retirement plans for business owners (SEP, solo 401k) Annuities Options & derivatives strategies Real estate investing
user avatar

Robert S

Series 63, Series 66

Huntington, NY

The Pinnacle Financial Group

Retirement plans for business owners (SEP, solo 401k) Annuities Options & derivatives strategies Real estate investing
user avatar

Michael F

CFP®, Series 63, Series 65

Melville, NY

The Pinnacle Financial Group

Retirement plans for business owners (SEP, solo 401k) Annuities Options & derivatives strategies Real estate investing
user avatar

Joseph E

Series 63, Series 65

Rockville Centre, NY

The Pinnacle Financial Group

Retirement plans for business owners (SEP, solo 401k) Annuities Options & derivatives strategies Real estate investing
user avatar

Gregory K

Series 63

Huntington, NY

The Pinnacle Financial Group

Retirement plans for business owners (SEP, solo 401k) Annuities Options & derivatives strategies Real estate investing
user avatar

Ryan T

Series 63

Smithtown, NY

The Pinnacle Financial Group

Retirement plans for business owners (SEP, solo 401k) Annuities Options & derivatives strategies Real estate investing
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Eric N

CFP®, Series 63, Series 65

Naples, FL

The Pinnacle Financial Group

Retirement plans for business owners (SEP, solo 401k) Annuities Options & derivatives strategies Real estate investing
user avatar

Falgun J

Series 66

Rockville Centre, NY

The Pinnacle Financial Group

Retirement plans for business owners (SEP, solo 401k) Annuities Options & derivatives strategies Real estate investing
user avatar

Craig H

Series 63, Series 65

Rockville Centre, NY

The Pinnacle Financial Group

Retirement plans for business owners (SEP, solo 401k) Annuities Options & derivatives strategies Real estate investing
user avatar

Harold R

Series 63

East Northport, NY

The Pinnacle Financial Group

Retirement plans for business owners (SEP, solo 401k) Annuities Options & derivatives strategies Real estate investing
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Jason M

CFP®, Series 63, Series 65

Uniondale, NY

The Pinnacle Financial Group

Retirement plans for business owners (SEP, solo 401k) Annuities Options & derivatives strategies Real estate investing
user avatar

Gary L

Series 63, Series 65

East Hills, NY

The Pinnacle Financial Group

Retirement plans for business owners (SEP, solo 401k) Annuities Options & derivatives strategies Real estate investing
user avatar

John R

Series 63, Series 65

Rockville Centre, NY

The Pinnacle Financial Group

Retirement plans for business owners (SEP, solo 401k) Annuities Options & derivatives strategies Real estate investing
user avatar

Mario M

Series 66

Melville, NY

The Pinnacle Financial Group

Retirement plans for business owners (SEP, solo 401k) Annuities Options & derivatives strategies Real estate investing
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