Advisor at The Pinnacle Financial Group
Data sourced from SEC public records (and other sources when available). Some details may be added by the advisor after claiming their profile. Refreshed daily • Updated today.
Firm
The Pinnacle Financial Group
Location
Rockville Centre, NY 11570
Credentials
Series 66
Industry experience
17 years
Falgun Jariwala is a financial advisor with The Pinnacle Financial Group, holding a Series 66 designation and 17 years of industry experience. He has been with The Pinnacle Financial Group since 2014 and also maintains a longstanding relationship with LPL Financial, LLC since 2008. The Pinnacle Financial Group provides investment advisory and financial planning services to a diverse client base, including individuals, high-net-worth clients, pension and profit-sharing plans, trusts, estates, charitable organizations, and business entities. The firm uses a written Investment Policy Statement for each client and applies fundamental analysis across various instruments, managing accounts primarily on a discretionary basis with regular monitoring and reviews.
Based on The Pinnacle Financial Group
Based on The Pinnacle Financial Group
Financial planning fixed fees ranging from $1,500 to $10,000
0.0% to 2.50% (negotiable, varies based on assets and other considerations)
Certain representatives earn commissions as registered representatives of LPL Financial for securities and insurance product sales; no commissions earned on advisory accounts
Fee-only: Financial planning fixed fees ranging from $1,500 to $10,000, negotiable at discretion of TPFG
9 South Long Beach Road
Rockville Centre, NY 11570
Connecticut · New York · Texas
The Pinnacle Financial Group
2014 - Present (12 years)
LPL Financial, LLC
2008 - Present (18 years)
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Is active or affiliated with:
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Is not active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Bank
They're affiliated with a bank that may offer its own financial products and services.
Trust company
They provide trust and estate administration services, typically for separate fees.
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Lawyer
They provide legal services, typically billed separately.
Real estate agent
They facilitate real estate transactions and may earn commissions.
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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