The Foundation Investment Group
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$286,458,930
Total clients
151
72% high-net worth
Total advisors
2
of 6 employees
Firm size
Supported
1-3 advisors or $200M+ in AUM
Average clients per advisor
76
Average account size
$1,897,079
About
FIG Wealth is a registered investment adviser managing about $286 million across roughly 151 client relationships. It serves individuals, trusts, estates, charitable organizations, corporations and retirement plans, providing discretionary and non-discretionary investment management and consulting; like many peers, it commonly charges asset-based fees and offers portfolio management for individual clients.
The firm emphasizes integrating alternative investments into client portfolios within a global macro, top-down framework, seeking capital preservation before growth and using fundamental, technical and third‑party analysis. Portfolios blend traditional liquid securities, mutual funds and ETFs with allocations to private placements, real estate vehicles, structured products, BDCs and third‑party independent managers, and FIG Wealth also implements direct indexing strategies for some clients.
Compared with many supported firms, FIG Wealth frequently recommends access to privately placed alternative investments and explicitly discloses an option for clients to pay a one‑time commission rather than an ongoing management fee on certain private investments. The firm operates with a small advisory team, uses independent managers and custodial relationships (including institutional support from a major custodian), and discloses that some supervised persons provide commission‑based brokerage and insurance products under separate arrangements.
Client services
Expertise
Fee options
$0 - $1,000,000: 1.00% $1,000,000 - $2,499,999: 0.95% $2,500,000 - $4,999,999: 0.90% $5,000,000 - $9,999,999: 0.75% $10,000,000+: Customized
Commissions up to 7% for certain private investments via Supervised Persons under separate arrangement
Fee-only: Fixed fees individually negotiated based on portfolio size, services, and personnel
Main office location
The Foundation Investment Group
3466 Mt. Diablo Blvd., Suite C 201
Lafayette CA 94549, United States
Number of offices
3
Most active in
Arizona · California · Florida · Georgia · Massachusetts · Michigan · Nebraska · New York · Tennessee · Texas · Virginia · Washington
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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