Advisor at The Foundation Investment Group
Data sourced from SEC public records (and other sources when available). Some details may be added by the advisor after claiming their profile. Refreshed daily • Updated today.
Firm
The Foundation Investment Group
Location
Lafayette, CA 94549
Credentials
Series 66
Industry experience
24 years
Adam Gallegos is a financial advisor at The Foundation Investment Group with 24 years of industry experience. He holds a Series 66 designation and has worked at firms including Commonwealth Financial Network and Altegris Investments. Outside of his advisory role, Gallegos serves as the treasurer and a board member of the Lafayette Lacrosse Club, a nonprofit youth sports organization. The Foundation Investment Group provides investment management and consulting services to individuals, trusts, estates, charitable organizations, corporations, and retirement plans. The firm integrates alternative investments with traditional assets and employs a global macro approach focused on capital preservation and risk management.
Based on The Foundation Investment Group
Based on The Foundation Investment Group
$0 - $1,000,000: 1.00% $1,000,000 - $2,499,999: 0.95% $2,500,000 - $4,999,999: 0.90% $5,000,000 - $9,999,999: 0.75% $10,000,000+: Customized
Commissions up to 7% for certain private investments via Supervised Persons under separate arrangement
Fee-only: Fixed fees individually negotiated based on portfolio size, services, and personnel
3466 Mt. Diablo Blvd., Suite C 201
Lafayette, CA 94549
California · Texas
Chauner Securities, Inc.
2022 - Present (4 years)
Fig Wealth, LLC
2022 - Present (4 years)
Global Assets Advisory, LLC
2021 - 2022 (1 year)
International Assets Advisory, LLC
2021 - 2022 (1 year)
Commonwealth Financial Network
2017 - 2021 (4 years)
Unemployed
2017 - 2017 (1 year)
Carey Financial, LLC
2016 - 2017 (1 year)
Altegris Investments
2009 - 2016 (7 years)
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Is not active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Bank
They're affiliated with a bank that may offer its own financial products and services.
Trust company
They provide trust and estate administration services, typically for separate fees.
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Lawyer
They provide legal services, typically billed separately.
Real estate agent
They facilitate real estate transactions and may earn commissions.
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Series 65
Oakland, CA
FM Capital Group
CFP®, CFA®
Orinda, CA
Private Financial Management LLC
Dave's experience in investment management and financial planning uniquely position him to serve as his client's independent trusted advisor - a personal chief financial officer that can discreetly navigate the tides affecting your financial life. Professional highlights include portfolio management on Union Bank municipal investment team which earned recognition as the best in the industry by Barron's in 2008 and 2009; lead investment management responsibility at a $300M financial planning firm; and working with amazing entrepreneurs, executives, and families. David's education includes a Chartered Financial Analyst (CFA) designation, a Certified Financial Planning (CFP) designation, and a U.C. Berkeley bachelor's degree where he conducted a study on evidenced based investment management with Haas Professor of Investments David Distad. David launched PFM to continue building upon his vision of complete personal financial management: discreet and unwavering focus on how expert financial management can help a client achieve her goals. From setting and achieving goals, to preparing you for all of life's contingencies and investing for your future - David helps his client's understand what they should be doing, and then helps them get it done.
ChFC®, Series 66
Walnut Creek, CA
Resolve Financial, LLC
Series 63, Series 65
Walut Creek, CA
West Coast Financial Wealth Management, Inc
CFP®
Oakland, CA
Curtis Financial Planning
CFP®
Danville, CA
Power Investing
Not sure where to start?
We'll help you think it through – whether you ultimately need an advisor or not.
Warmer provides personalized recommendations and introductions to independent fiduciary advisors. We do not supervise advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.
Each advisor listed on our site is an independent fiduciary responsible for their own advice. Warmer may receive fees from advisors for participation or referrals; these fees are paid by advisors and do not affect the fees clients pay for advisory services.
For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Please review an advisor's Form ADV and do your own diligence before entering into an advisory relationship.
By using our service, you agree to Warmer's Terms of Service and Advisory Agreement and Privacy Policy. Logos provided by Logo.dev
© 2026 Warmer Holdings Inc. ("Warmer")